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King & Wood Mallesons | Japan | 13 Apr 2023
Rewarding customers without regulatory risk: Loyalty Points in Japan
The use of reward programs in Japan has grown in recent years - a trend predicted to continue. Generally used to promote customer loyalty, there is…
Miura & Partners | Japan | 27 Dec 2022
ポイント解説・金商法 #6：四半期開示の見直しに関するディスクロージャーワーキング・グループ報告
2022年12月27日、四半期開示の見直しとサステナビリティに関する企業の取組みの開示に関する金融審議会ディスクロージャー・ワーキング・グループ（以下「DWG」といいます。）の報告書が公表されました。本noteでは、四半期開示の見直しについて解説します。 1. DWG報告の概要…
Oh-Ebashi LPC & Partners | Japan | 23 Dec 2022
Wolf pack activism vs. poison pill in Japan
On July 28, 2022, the Japan Supreme Court upheld the decision of the Tok yo High Cou r t to halt the implementation of the shareholders' rights plan…
Withers | Japan | 29 Oct 2021
Overview of the New Exemptions for Fund Managers Operating in Japan
On December 23, 2020, as part of the International Financial Center Initiative - an initiative to further revitalizing the investment funds industry…
Nagashima Ohno & Tsunematsu | Japan | 5 Oct 2021
The Financial Market Entry Office and Foreign Financial Business Operators Registration of a Financial Instruments Business
In January 2021, the Financial Services Agency and Local Finance Bureaus (“Japanese Regulators”) established the Financial Market Entry Office to…
Greenberg Traurig LLP | Japan | 12 Aug 2021
Amendment of Investment Management Business Regulations for Foreign Fund Managers Doing Business in Japan
The proposed amendment of Japan’s Financial Instruments and Exchange Act (Act No. 25 of 1948, the FIEA) passed the Diet and was enacted May 19, 2021…
Michael Best & Friedrich LLP | Hong Kong, Japan, USA | 5 Apr 2021
Japan as an International Financial Center!
The Japanese government tries to attract investors thinking about leaving Hong Kong because of recent instability there. Financial Services Agency of…
Morgan, Lewis & Bockius LLP | Japan | 17 Nov 2020
Japan to Establish Financial Market Entry Office and Promote English Filings
The Financial Services Agency of Japan (FSA) announced on November 6 that together with the local finance bureaus, it will establish a Financial…
Jones Day | Japan | 13 Aug 2020
Japan Introduces Temporary Exemption for Foreign Fund Managers
The Japanese Financial Services Agency released a new regulation allowing foreign fund managers and securities brokers to transfer their operations to…
SEC Actions | USA | 7 Apr 2020
OCIE, Form CRS and Inspections
Inspections for compliance with Form CRS and its rules will begin after the June 30, 2020 filing date, according to an OCIE Risk Alert dated April 7…
