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Loyens & Loeff | Switzerland | 24 Sep 2021

FINMA Guideline - Changes of corporate bodies at banks

On 22 September 2021, the Swiss Financial Market Supervisory Authority (FINMA) published guidelines concerning changes in the persons entrusted with…
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VISCHER AG | Switzerland | 2 Sep 2021

Sparks: Neues Segment für KMUs an der Schweizer Börse

Am 8. Juli 2021 hat die Schweizer Börse, SIX Swiss Exchange ("SIX"), die Lancierung eines neuen Aktiensegments "Sparks" für klein…
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Loyens & Loeff | Switzerland | 8 Jul 2021

Further details on derivative trading obligations in the course of the LIBOR transition

On 5 July 2021, the Swiss Financial Market Supervisory Authority (FINMA) published a guidance with further clarifications on the replacement of the…
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Lenz & Staehelin | Switzerland | 20 Nov 2020

FINMA publishes its Ordinance on Financial Institutions

On November 12, 2020, the Swiss Financial Market Supervisory Authority ("FINMA") has published its Ordinance on Financial Institutions ("FinIO-FINMA")…
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Loyens & Loeff | Switzerland | 11 Nov 2020

Ombudsman - Affiliation Requirement

Relief for financial service providers in Switzerland: Finally, no ombudsman affiliation is required at all in case of serving institutional and…
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Pestalozzi Attorneys at Law | Switzerland | 13 Oct 2020

Handlungsbedarf für Vermögensverwalter in der beruflichen Vorsorge

Die Meldepflicht bei der FINMA für Vermögensverwalter in der beruflichen Vorsorge ist am 30. Juni 2020 abgelaufen. Bei Anschluss an eine…
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PRO Compliance | Switzerland | 24 Sep 2020

Finma orders monitoring of private bank over lax due diligence on Angolan client

The Swiss market regulator has imposed a monitor to oversee Bank SYZ’s anti-money laundering compliance after the Geneva-based lender breached due diligence requirements for high-risk customers.
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Walder Wyss Ltd | Switzerland | 23 Sep 2020

Recent Financial Market Regulation Developments

With entry into force of the Financial Institutions Act (FinIA) and Financial Services Act (FinSA) and the implementing ordinances, especially…
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Loyens & Loeff | Switzerland | 20 Aug 2020

Dispatch concerning new fund category (L-QIF) published

On 19 August 2020, the Swiss Federal Council adopted the dispatch (Botschaft) concerning the amendment of the Collective Investment Schemes Act and…
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Loyens & Loeff | Switzerland | 8 Jul 2020

FinSA - Deadlines for registration with a client advisory registry and affiliation with an ombudsman have been set

The Swiss Financial Market Authority FINMA has granted the first licenses to supervisory organisations that will be responsible for the oversight of…
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