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Thompson Hine LLP | USA | 16 Nov 2018

Business Law Update - Fall 2018

In this edition of Thompson Hine's Business Law Update, we include the first installment of a two-part article featuring a guest co-author, in which


Jones Day | USA | 28 Aug 2018

15 percent of the total assets of the issuer (measured at the issuer's most recent balance sheet date); or

Since 1998, Rule 701 has provided an exemption from securities registration requirements. That exemption permits companies to issue stock-based


Greenberg Traurig LLP | USA | 1 Jun 2018

GT Insights for Public Companies 6.1.2018

SEC SEC Staff Issues 45 New Proxy C&DIs The Staff recently provided updated guidance relating to the proxy rules and disclosure requirements for the


Nutter McClennen & Fish LLP | USA | 5 Aug 2016

Attention Plan Sponsors: The Cost of Non-Compliance Just Went Up

Ensuring that your employee benefits plans comply with the Employee Retirement Income Security Act of 1974 (“ERISA”) just became more important. That


McGuireWoods LLP | USA | 29 Sep 2011

FASB updates multiemployer plan disclosure requirements: estimate of withdrawal liability not required

The Financial Accounting Standards Board (FASB) recently released Accounting Standards Update No. 2011-09 (the Update), requiring significant additional financial-statement disclosure by employers contributing to multiemployer plans.


Latham & Watkins LLP | USA | 15 Sep 2011

Participant-directed investments under individual account (401(k)) plans and new DOL disclosure requirements

Final Department of Labor regulations impose new disclosure requirements on participant-directed individual account plans, such as profit sharing, 403(b) and 401(k) plans.


Chadbourne & Parke LLP | USA | 13 Sep 2011

Securities fraud claims arising from Lehman collapse survive dismissal

Judge Lewis A. Kaplan of the United States District Court for the Southern District of New York recently granted in part and denied in part a motion to dismiss federal securities law claims brought on behalf of a putative class of purchasers of securities issued by Lehman Brothers Holdings Inc. (“Lehman”) prior to its September 2008 collapse.


Kelley Drye & Warren LLP | USA | 7 Sep 2011

District court properly refused to impose statutory penalties for late COBRA notice where there was no prejudice or bad faith

St. Vincent Health operates a number of hospitals and health care facilities in central Indiana and employs thousands of people.


Winston & Strawn LLP | USA | 1 Aug 2011

Securities fraud lawsuit against Lehman Brothers proceeds

On July 27th, the Southern District Court of New York ruled that purchasers of Lehman Brothers' debt and equity securities stated claims under the Securities Act and Securities and Exchange Act against Lehman Brothers, its former officers and directors, and its underwriters.


Seyfarth Shaw LLP | USA | 26 Jul 2011

Plan and investment disclosure requirements

The Department of Labor has issued final regulations under ERISA Section 404(a) that impose a fiduciary duty on administrators of participant-directed individual account plans (e.g., 401(k) plans and other plans that allow participants to choose among investment alternatives) to regularly disclose plan-related information and investment-related information to participants and certain beneficiaries.

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