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20 results found

Article

Bressler, Amery & Ross PC | USA | 1 May 2019

NJ Fiduciary Rule Would Add To Investment Firms' Burdens

New Jersey has issued a proposal for a new rule that would institute a uniform fiduciary standard for broker-dealers and investment advisers

Article

Bressler, Amery & Ross PC | USA | 29 Nov 2018

Adoption Of Uniform Fiduciary Standard Debated At Two Public Hearings Held By The New Jersey Bureau Of Securities

Daniel S. Strashun Related Services Insurance Securities Regulatory Defense and Compliance Following the October 15, 2018 issuance of a Notice of

Article

Bressler, Amery & Ross PC | USA | 13 Oct 2017

House Financial Services Committee Approves PASS Act Of 2017 Repealing ERISA Fiduciary Rule And Establishing Best Interest Standard Of Conduct

We are issuing the latest update to our series of Alerts regarding the final rules issued by the Department of Labor ("DOL") with respect to

Article

Bressler, Amery & Ross PC | USA | 9 Jun 2017

House of Representatives Approves Financial Choice Act of 2017 Repealing ERISA Fiduciary Rule and Best Interest Contract Exemption

We are issuing the latest update to our recent Alerts regarding the final rules issued by the Department of Labor ("DOL") with respect to fiduciaries

Article

Bressler, Amery & Ross PC | USA | 5 May 2017

House Financial Services Committee Approves Revised Bill Repealing ERISA Fiduciary Rule and Best Interest Contract Exemption

We are issuing the latest update to our recent Alerts regarding the final rules issued by the Department of Labor ("DOL") with respect to fiduciaries

Article

Bressler, Amery & Ross PC | USA | 1 Mar 2017

DOL Proposes a 60-Day Delay of the April 10, 2017 Applicability Date of the Fiduciary Rule and Best Interest Contract Exemption

We are issuing the latest update to our recent Alerts regarding the final rules issued by the Department of Labor ("DOL") with respect to fiduciaries

Article

Bressler, Amery & Ross PC | USA | 21 Feb 2017

District of Kansas Rejects Challenge to Amended PTE 84-24

We are issuing the latest update to our series of Alerts regarding the final rules issued by the Department of Labor ("DOL") with respect to

Article

Bressler, Amery & Ross PC | USA | 13 Feb 2017

Department of Labor Seeks Delay of the Fiduciary Rule's Applicability Date

We are issuing the latest update to our recent Alerts regarding the final rules issued by the Department of Labor ("DOL") with respect to fiduciaries

Article

Bressler, Amery & Ross PC | USA | 10 Feb 2017

Northern District of Texas Rejects Challenge to ERISA Fiduciary Rule and Best Interest Contract Exemption

We are issuing the latest update to our series of Alerts regarding the final rules issued by the Department of Labor ("DOL") with respect to

Article

Bressler, Amery & Ross PC | USA | 7 Feb 2017

President Trump Issues Memorandum Ordering a Review, But Not a Delay, of the Department of Labor's Fiduciary Rule

We are issuing the latest update to our recent Alerts regarding the final rules issued by the Department of Labor ("DOL") with respect to fiduciaries

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