AND	term1 AND term2	Both terms must be included
OR	term1 OR term2	Either term
NOT	term1 NOT term2	term2 must not appear
""	"term1 term2"	Exact match
()	term1 AND (term2 OR term3)	Grouping terms
?	withdr?w	Single letter wildcard (withdraw, withdrew)
*	withdr*	Multiple letter wildcard (withdraw, withdrawn, withdrawing)
"..."~n	"term1 term2"~n	Proximity (term1 within n words of term2)

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Results:1-10 of 1,054

Global Registration Services - Market Update Q2 and Q3 2018

Maples and Calder
Luxembourg, Australia, Singapore, Switzerland, Taiwan, United Kingdom, Chile, China, European Union, Finland, Hong Kong, Ireland
October 17 2018

On 4 May 2018, the CBI published the 30th edition of its AIFMD Q&As. The update concerns Q&A 1083, covering loan originating QIAIFs ("LQIAIFs") and

Launch of UK-HK mutual fund recognition

Deacons
United Kingdom, Hong Kong
October 11 2018

Client Alert Financial Services 11 October 2018 Launch of UK-HK mutual fund recognition Jeremy Lam and Eve Leung The SFC and the UK's Financial

Mutual recognition of funds: FCA and SFC sign MoU

Macfarlanes LLP
United Kingdom, Hong Kong
October 10 2018

The FCA and the Securities and Futures Commission (SFC) have entered into a Memorandum of Understanding (MoU) on mutual recognition of funds, enabling

SFC Disciplinary Action - CustomerPersonal Data

RPC
Hong Kong
October 3 2018

On 20 September 2018, the Securities and Futures Commission ("SFC") banned an individual named Ngo Wing Chun from re-entering the industry for 12

Financial Services Update, Vol. 13, Issue 36

Winston & Strawn LLP
USA
October 1 2018

The Securities and Exchange Commission (“SEC”) recently charged a firm registered with the SEC as both a broker-dealer and an investment adviser in

New AMLCTF rules for money lenders in Hong Kong

King & Wood Mallesons
Hong Kong
September 28 2018

Hong Kong continues to keep up the pace on anti-money laundering and counter-terrorist financing (“AMLCTF”) reforms in 2018. The Companies Registry

Review of recent listings of biotechnology companies by way of Chapter 18A of the Hong Kong Main Board Listing Rules

King & Wood Mallesons
Hong Kong
September 28 2018

Since the new regime for listing of innovative companies was put in place four months ago, there has been a number of biotechnology companies seeking

Governance News - 24 September 2018

MinterEllison
USA, Australia, Hong Kong
September 24 2018

Governance News provides weekly summaries of key regulatory and governance developments in Australia and overseas. IBA Rome 2018: our international

The SFC’s asset management strategy for Hong Kong

Deacons
Hong Kong
September 21 2018

On 19 September 2018, Mr Ashley Alder, Chief Executive Officer of the Securities and Futures Commission (SFC), addressed members of the Hong Kong

SFC issues further reminder regarding paragraph 12.5 self-reporting obligation

Herbert Smith Freehills LLP
Hong Kong
September 21 2018

The SFC has issued a circular to remind intermediaries to comply with the self-reporting obligation under paragraph 12.5 of the Code of Conduct for

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