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Lexology PRO | Asia-Pacific, Australia, China, etc. | 24 Jun 2022

Asia-Pacific: key updates for the financial services sector (18 – 24 Jun)

Hong Kong a launches sustainable financing information database, China calls for tighter fintech regulation, and Thailand consults on improving its initial coin offering process – plus other key updates.
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Reed Smith LLP | Hong Kong | 21 Jun 2022

Hong Kong Regulatory Update: SFC proposes substantial enhancements to statutory enforcement powers

On 10 June 2022, Hong Kong’s Securities and Futures Commission (SFC) announced that it is conducting a consultation into the following three proposed…
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Herbert Smith Freehills LLP | Hong Kong | 20 Jun 2022

Hong Kong Securities and Futures Commission seeks to bolster investor compensation remedies as part of a package of enforcement-related reforms

The Hong Kong Securities and Futures Commission (SFC) has proposed a number of sweeping enforcement-related reforms which would significantly enhance…
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Deacons | Hong Kong | 20 Jun 2022

Hong Kong SFC licensing and compliance hints - June 2022

Onboarding customers during fund launches often involves significant time pressure as licensed corporations (LCs) tend to prefer…
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Deacons | Hong Kong | 20 Jun 2022

Expanding market access between Mainland China and Hong Kong

On 25 May 2022, Mr. Ashley Alder, CEO of Hong Kong's Securities and Futures Commission (SFC) delivered a speech at the annual China Capital Markets…
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Deacons | Hong Kong | 20 Jun 2022

SFC proposes amendments to exemption for advertisements of investment products and enforcement-related provisions of the Securities and Futures Ordinance

On 10 June 2022, the Securities and Futures Commission (SFC) issued the Consultation Paper on Proposed Amendments to Enforcement-related Provisions…
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Dechert LLP | Hong Kong | 20 Jun 2022

Implementation of ETF Connect in Hong Kong

On 27 May 2022, the Hong Kong Securities and Futures Commission ("SFC") and the China Securities Regulatory Commission ("CSRC") published a joint…
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Deacons | Hong Kong | 20 Jun 2022

Distributing NFTs - Hong Kong regulatory issues

Hong Kong's Securities and Futures Commission (SFC) recently issued a warning to investors about the risks associated with non-fungible tokens (NFTs)…
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Mayer Brown | Hong Kong | 20 Jun 2022

COVID-19 Related Circulars or Guidance (Non-Exhaustive) Published By Financial Services Regulators of Hong Kong (Last Updated: 17 June 2022)

We have compiled the following chronology table which serves as a quick reference point to track the circulars and guidance published by HK financial…
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Deacons | China, Hong Kong | 20 Jun 2022

Mainland China briefing: AMAC issues checklists and key points to note for private fund managers

On 2 June 2022, the Asset Management Association of China (AMAC) published a notice on matters relating to the registration and filing obligations of…
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