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Article

Katten Muchin Rosenman LLP | USA | 5 Aug 2011

Revisions of earnings forecasts fail to support securities fraud claims

A federal court in Texas dismissed a purported securities fraud class action against a clothing retailer because the claims (a) were based on deficient confidential witness statements and (b) failed to demonstrate that the company’s inaccurate earnings projections were made with knowledge of falsity.

Article

Katten Muchin Rosenman LLP | USA | 15 Aug 2008

CFTC creates forex enforcement task force

The Commodity Futures Trading Commission has created a special task force within the Division of Enforcement to focus on fraud in the off-exchange retail foreign currency (“forex”) market.

Article

Katten Muchin Rosenman LLP | USA | 30 May 2008

Congress adopts CFTC reauthorization bill

Congress recently adopted legislation to reauthorize the Commodity Futures Trading Commission through 2013 and to provide the CFTC with expanded authority over exempt commercial markets (ECMs) and off-exchange retail foreign currency (FX) transactions.

Article

Katten Muchin Rosenman LLP | United Kingdom | 16 Mar 2007

FSA clarifies approach to alternative investment regulation

Head of Retail Policy at the Financial Services Authority (FSA), outlined the FSA’s approach to the regulation of hedge funds and private equity funds.

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