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Morgan, Lewis & Bockius LLP | USA | 6 Nov 2018
The California Court of Appeal also concluded that a “customer list” of identities and contact information was not protectable as a trade…
Morgan, Lewis & Bockius LLP | European Union | 2 Nov 2018
New types of institutional investors will soon fall under the revised and expanded EU risk retention rules that will affect investors' obligations…
Morgan, Lewis & Bockius LLP | USA | 26 Oct 2018
Corp Fin provides additional guidance on the application of the “economic relevance” and “ordinary business” exclusions to no-action requests…
Morgan, Lewis & Bockius LLP | USA | 17 Jul 2018
The US Commodity Futures Trading Commission (CFTC) and Securities and Exchange Commission (SEC)— collectively the Commissions—announced…
Morgan, Lewis & Bockius LLP | USA | 14 Jun 2018
This LawFlash describes the key questions raised by the US Securities and Exchange Commission's new proposed interpretation of the standard of conduct…
Morgan, Lewis & Bockius LLP | USA | 20 Apr 2018
In a first step toward developing standards for advice to retail customers, the Securities and Exchange Commission recently proposed rules and…
Morgan, Lewis & Bockius LLP | USA | 10 Apr 2017
The Department of Labor (DOL) has issued in final form its eagerly awaited delay of changes to the fiduciary investment advice regulation, commonly…
Morgan, Lewis & Bockius LLP | USA | 30 Sep 2016
The recently proposed regulations, if finalized, would govern the treatment of RICs' income inclusions in respect of CFCs and PFICs for purposes of…
Morgan, Lewis & Bockius LLP | USA | 10 Aug 2016
The US Securities and Exchange Commission (SEC) recently approved a disclosure rule proposed by the NASDAQ Stock Market, LLC (Nasdaq) related to…
Morgan, Lewis & Bockius LLP | USA | 5 Aug 2016
On August 2, the US Department of the Treasury's Office of Foreign Assets Control (OFAC) issued a Finding of Violation against two different…