Stinson LLP | USA | 3 Oct 2011
The staff of the SEC has issued a report summarizing the staff’s observations and concerns arising from the examinations of ten credit rating agencies registered with the SEC as Nationally Recognized Statistical Rating Organizations, or NRSROs, and subject to SEC oversight.
Stinson LLP | USA | 31 Aug 2010
In a comment letter recently sent to the SEC, one firm describes how in a span of just 10 days it had already "filed several whistle-blower complaints with the SEC, pursuant to the new statute, involving major Wall Street firms, which filings appear to implicate hundreds of millions of dollars, if not more, of investor related fraud issues, including on behalf of former senior employee(s) of......