Norton Rose Fulbright | Global | 18 May 2010
The International Organization of Securities Commissions' Technical Committee has published a consultation report on regulatory implementation of the statement of principles regarding the activities of credit rating agencies (CRAs).
Norton Rose Fulbright | United Kingdom | 5 Apr 2010
The Financial Services Compensation Scheme (FSCS) has published issue 23 of its industry newsletter entitled Outlook.
Norton Rose Fulbright | United Kingdom | 29 Mar 2010
There has been published on the Office of Public Sector Information website The Credit Rating Agencies Regulations 2010.
Norton Rose Fulbright | United Kingdom | 22 Mar 2010
The FSA has imposed a prohibition order on Mr Alexis Stenfors, prohibiting him from performing any function in relation to any regulated activity carried on by any authorised or exempt person or exempt professional firm on the grounds that Mr Stenfors is not a fit and proper person.
Norton Rose Fulbright | United Kingdom | 22 Mar 2010
In October 2009, the Department for Business, Innovation & Skills (BIS) published a White Paper which was entitled Review of the regulation of credit and store cards: A consultation.
Norton Rose Fulbright | United Kingdom | 22 Feb 2010
The Financial Services Compensation Scheme (FSCS) has published its plan and budget for 2010/11.
Norton Rose Fulbright | European Union | 15 Feb 2010
The Committee of European Insurance and Occupational Pensions Supervisors (CEIOPS) has published a letter that it has received from the European Commission concerning a request for advice on the revision of the Insurance Mediation Directive (IMD).
Norton Rose Fulbright | United Kingdom | 8 Feb 2010
The FSA has issued a short statement providing an update on Keydata Investment Services Limited.
Norton Rose Fulbright | United Kingdom | 14 Dec 2009
The FSA has published Consultation Paper 09/29: Strengthening Capital Standards 3 (CP09/29).
Norton Rose Fulbright | Global | 9 Nov 2009
The Technical Committee of the International Organization of Securities Commissions (IOSCO) has published a consultation report on private equity conflicts of interest.