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1,246 results found

Article

Kilpatrick Townsend & Stockton LLP | USA | 7 Jul 2020

The New York AG Estimates Rule Proposals Would Impact up to 14,000 IARs, 5,500 Issuers

On April 15, 2020, the Investor Protection Bureau of the New York Department of Law (a division of the attorney general’s office) (the “Bureau”)…
Article

Cadwalader Wickersham & Taft LLP | USA | 1 Jul 2020

Second Circuit Denies Challenge to Reg. BI

The U.S. Court of Appeals for the Second Circuit denied a petition filed by several state Attorneys General and various investment advisers…
Article

Bradley Arant Boult Cummings LLP | USA | 29 Jun 2020

FTC and NY AG Target Merchant Cash Advance Companies

On June 10, 2020, the Federal Trade Commission and the New York Office of the Attorney General filed actions against two merchant cash advance (MCA)…
Article

Mintz | USA | 12 May 2020

Zoom to Implement New Security Measures in Deal with NY Attorney General

Amidst multiple investigations into the privacy and security practices at Zoom Video Communications (“Zoom”), New York Attorney General Letitia James…
Article

Frankfurt Kurnit Klein & Selz PC | USA | 19 Apr 2020

NYAG Announces Shut Down of More Than 20 Websites Promoting Coronavirus Scams

The New York Attorney General's Office announced that, with the assistance of various domain name registrars, it has shut down more than 20 websites…
Article

Frankfurt Kurnit Klein & Selz PC | USA | 9 Apr 2020

Fantasy Island Theme Park Settles With NYAG Over Refund Policies

The New York Attorney General's Office recently announced a settlement with Apex Parks Group, the operator of the Fantasy Island amusement park, over…
Article

Newmeyer Dillion | USA | 27 Mar 2020

Adding Another Digital Ball to Juggle: The SHIELD Act Now in Effect in New York

With working remotely becoming more widespread due to COVID-19, it is even more important to be aware what laws affect how a company manages the…
Article

Frankfurt Kurnit Klein & Selz PC | USA | 21 Mar 2020

New York Attorney General Continues Aggressive Enforcement Over Coronavirus Claims

The New York Attorney General's office is continuing to aggressively go after marketers that it says are making false and misleading claims related to…
Article

Frankfurt Kurnit Klein & Selz PC | USA | 13 Mar 2020

New York Attorney General Orders Companies to Stop Selling Fake Coronavirus Treatments

New York Attorney General Letitia James recently told several companies to stop selling fake coronavirus treatments…
Article

White & Case LLP | USA | 8 Nov 2019

Trial Concludes for Exxon in New York Climate Change Investor Fraud Case

In New York Supreme Court, Exxon was on trial for allegedly misleading investors about the business costs of climate change. The central allegation…
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