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Kilpatrick Townsend & Stockton LLP | USA | 7 Jul 2020
The New York AG Estimates Rule Proposals Would Impact up to 14,000 IARs, 5,500 Issuers
On April 15, 2020, the Investor Protection Bureau of the New York Department of Law (a division of the attorney general’s office) (the “Bureau”)…
Cadwalader Wickersham & Taft LLP | USA | 1 Jul 2020
Second Circuit Denies Challenge to Reg. BI
The U.S. Court of Appeals for the Second Circuit denied a petition filed by several state Attorneys General and various investment advisers…
Bradley Arant Boult Cummings LLP | USA | 29 Jun 2020
FTC and NY AG Target Merchant Cash Advance Companies
On June 10, 2020, the Federal Trade Commission and the New York Office of the Attorney General filed actions against two merchant cash advance (MCA)…
Mintz | USA | 12 May 2020
Zoom to Implement New Security Measures in Deal with NY Attorney General
Amidst multiple investigations into the privacy and security practices at Zoom Video Communications (“Zoom”), New York Attorney General Letitia James…
Frankfurt Kurnit Klein & Selz PC | USA | 19 Apr 2020
NYAG Announces Shut Down of More Than 20 Websites Promoting Coronavirus Scams
The New York Attorney General's Office announced that, with the assistance of various domain name registrars, it has shut down more than 20 websites…
Frankfurt Kurnit Klein & Selz PC | USA | 9 Apr 2020
Fantasy Island Theme Park Settles With NYAG Over Refund Policies
The New York Attorney General's Office recently announced a settlement with Apex Parks Group, the operator of the Fantasy Island amusement park, over…
Newmeyer Dillion | USA | 27 Mar 2020
Adding Another Digital Ball to Juggle: The SHIELD Act Now in Effect in New York
With working remotely becoming more widespread due to COVID-19, it is even more important to be aware what laws affect how a company manages the…
Frankfurt Kurnit Klein & Selz PC | USA | 21 Mar 2020
New York Attorney General Continues Aggressive Enforcement Over Coronavirus Claims
The New York Attorney General's office is continuing to aggressively go after marketers that it says are making false and misleading claims related to…
Frankfurt Kurnit Klein & Selz PC | USA | 13 Mar 2020
New York Attorney General Orders Companies to Stop Selling Fake Coronavirus Treatments
New York Attorney General Letitia James recently told several companies to stop selling fake coronavirus treatments…
White & Case LLP | USA | 8 Nov 2019
Trial Concludes for Exxon in New York Climate Change Investor Fraud Case
In New York Supreme Court, Exxon was on trial for allegedly misleading investors about the business costs of climate change. The central allegation…
