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Results: 1-10 of 417

SEC Approves FINRA Registration, Qualification and Continuing Education Rules
  • Katten Muchin Rosenman LLP
  • USA
  • October 13 2017

The Securities and Exchange Commission has approved the Financial Industry Regulatory Authority rules that (1) consolidate the National Association


FINRA Rule Amendments: SEC Approves FINRA Rule Amendments Relating to Qualification and Registration Requirements for Representatives and Principals
  • Sullivan & Cromwell LLP
  • USA
  • August 18 2017

On July 7, 2017, the Securities and Exchange Commission (SEC) issued an order approving the adoption by the Financial Industry Regulatory Authority


SEC’s Recent Order Approving FINRA Rule Change Relating To Qualification and Registration Requirements
  • Katten Muchin Rosenman LLP
  • USA
  • July 14 2017

On July 7, the Securities and Exchange Commission issued an order adopting the Financial Industry Regulatory Authority’s proposed rule amending the


Hot Topics in Health Care and Continuing Education Presentations
  • Ulmer & Berne LLP
  • USA
  • June 21 2017

The health care industry is highly regulated and those regulations are continuously evolving. This presentation will cover recent health care


IIROC Proposes Additional Changes to the Dealer Member Plain Language Rule Book
  • Fasken Martineau DuMoulin LLP
  • Canada
  • April 6 2017

On March 9, 2017, the Investment Industry Regulatory Organization of Canada (IIROC) published IIROC Notice 17-0054 - Re-Publication of Proposed IIROC


Revised Version of the Form I-9 Became Mandatory on January 22, 2017
  • Akerman LLP
  • USA
  • January 30 2017

As of January 22, 2017, U.S. employers should be using the new Form I-9 for Employment Eligibility Verification, available here. Federal immigration


Ring in the New Year with a Revised I-9 Form
  • Atkinson Andelson Loya Ruud & Romo
  • USA
  • January 9 2017

In November 2016, the U.S. Citizenship and Immigration Services published its new I-9 form (click here). Employers may immediately begin using the new


U.S. Citizenship and Immigration Services Issues New I-9
  • Atkinson Andelson Loya Ruud & Romo
  • USA
  • November 22 2016

On November 14, 2016, the U.S. CIS published its new I-9 form. Employers may immediately begin using the new form for new hire and reverifications


ACA Update: IRS Issues Final Versions of 2016 Forms 1094-C and 1095-C and Instructions
  • Hunton & Williams LLP
  • USA
  • November 8 2016

The IRS has issued final versions of Forms 1095-C and 1094-C as well as updated final instructions on completing these forms. While the instructions


ACA Update: IRS Issues Final Versions of 2016 Forms 1094-C and 1095-C and Instructions
  • Hunton & Williams LLP
  • USA
  • November 8 2016

In general, the Forms 1094-C and 1095-C are used by “applicable large employers,” or “ALEs,” to report offers of coverage to their full-time