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Katten Muchin Rosenman LLP | USA | 12 Apr 2019
On April 8, the Financial Industry Regulatory Authority filed with the Securities and Exchange Commission a proposed rule change to adopt the…
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Travers Smith LLP | European Union, United Kingdom | 11 Apr 2019
In July 2018 we circulated a client briefing note outlining the European Parliament's approval of a revised proposal to amend EMIR (also known as…
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Nutter McClennen & Fish LLP | USA | 10 Apr 2019
On March 28, 2019, the Supervisory Board of The Clearing House Payments Company L.L.C. (“TCH”) released its “Business Principles for the RTP®…
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Katten Muchin Rosenman LLP | European Union, United Kingdom, USA | 29 Mar 2019
On March 28, the European Securities and Markets Association (ESMA) published a statement updating market participants on its preparations for the…
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Sidley Austin LLP | European Union, United Kingdom, USA | 13 Mar 2019
Key changes to the scope of EMIR which asset managers should be aware of as a result of EMIR REFIT are…
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Hunton Andrews Kurth LLP | USA | 12 Mar 2019
The Council of Institutional Investors (CII) and Templum, Inc. (Templum) each recently submitted comments to the SEC to call for the agency to embrace…
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Katten Muchin Rosenman LLP | European Union, United Kingdom | 1 Feb 2019
On January 24, the Bank of England updated its financial market infrastructure supervision websites with interim lists of entities and systems that…
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Lenz & Staehelin | Switzerland | 18 May 2018
The purpose of this Newsflash is to inform Swiss market participants that FINMA has introduced a clearing obligation for standardized interest rate…
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Katten Muchin Rosenman LLP | USA | 9 Mar 2018
On March 7, the Securities and Exchange Commission released an advisory regarding platforms used to trade digital assets. The SEC expressed concern…
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Pestalozzi Attorneys at Law | Switzerland | 16 Feb 2018
Standardized OTC interest-rate and credit derivatives will be the first derivative products to be subject to clearing. The definition of the…