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FinfraG Update VIII - FINMA publishes revised FMIO-FINMA confirming the categories of OTC derivatives subject to the clearing obligation
  • Lenz & Staehelin
  • Switzerland
  • May 18 2018

The purpose of this Newsflash is to inform Swiss market participants that FINMA has introduced a clearing obligation for standardized interest rate


SEC Releases Statement on Platforms Trading Digital Assets
  • Katten Muchin Rosenman LLP
  • USA
  • March 9 2018

On March 7, the Securities and Exchange Commission released an advisory regarding platforms used to trade digital assets. The SEC expressed concern


Clearing Obligation: Revision of FMIO-FINMA
  • Pestalozzi Attorneys at Law
  • Switzerland
  • February 16 2018

Standardized OTC interest-rate and credit derivatives will be the first derivative products to be subject to clearing. The definition of the


European Financial & Regulatory Developments Into 2018
  • Morrison & Foerster LLP
  • USA, United Kingdom, European Union
  • February 1 2018

2017 in the UK and the rest of Europe seems to have been primarily a year devoted to implementation both of political decisions already taken and of


FINRA Requests Comment on Proposed Amendments to FINRA Rule 4521 and New Supplemental Liquidity Schedule
  • Katten Muchin Rosenman LLP
  • USA
  • January 19 2018

On January 8, the Financial Industry Regulatory Authority (FINRA) requested comment on proposed amendments to FINRA Rule 4521. Currently, Rule


MiFIR and EMIR Indirect Clearing Regulatory Technical Standards Now Published
  • Katten Muchin Rosenman LLP
  • European Union
  • December 1 2017

On November 21, the following Commission Delegated Regulations (Delegated Regulations) were published in the Official Journal of the European Union


CFTC Extends No-Action Relief to SEFs From Certain Block Trade Requirements
  • Katten Muchin Rosenman LLP
  • USA
  • November 17 2017

On November 14, the Commodity Futures Trading Commission extended time-limited no-action relief to swap execution facilities (SEFs) from certain


Les ACVM proposent de modifier le règlement sur la compensation obligatoire des dérivés
  • Blake Cassels & Graydon LLP
  • Canada
  • October 30 2017

Le 12 octobre 2017, les Autorités canadiennes en valeurs mobilières (les ACVM ) ont publié pour consultation un projet de modification...


The Financial Report, 10 August 2017, US Commodity Futures Trading Commission Developments
  • DLA Piper
  • USA
  • August 10 2017

The CFTC announced that it has launched a new podcast, “CFTC Talks,” which will offer information about the commodity markets, futures trading, and


The Financial Report, 10 August 2017, Global Regulators
  • DLA Piper
  • Global
  • August 10 2017

The International Swaps and Derivatives Association published the ISDA 2017 OTC Equity Derivatives T2 Settlement Cycle Protocol, which will help