AND	term1 AND term2	Both terms must be included
OR	term1 OR term2	Either term
NOT	term1 NOT term2	term2 must not appear
""	"term1 term2"	Exact match
()	term1 AND (term2 OR term3)	Grouping terms
?	withdr?w	Single letter wildcard (withdraw, withdrew)
*	withdr*	Multiple letter wildcard (withdraw, withdrawn, withdrawing)
"..."~n	"term1 term2"~n	Proximity (term1 within n words of term2)

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Results:1-10 of 2,193

FinfraG Update VIII - FINMA publishes revised FMIO-FINMA confirming the categories of OTC derivatives subject to the clearing obligation

Lenz & Staehelin
Switzerland
May 18 2018

The purpose of this Newsflash is to inform Swiss market participants that FINMA has introduced a clearing obligation for standardized interest rate

SEC Releases Statement on Platforms Trading Digital Assets

Katten Muchin Rosenman LLP
USA
March 9 2018

On March 7, the Securities and Exchange Commission released an advisory regarding platforms used to trade digital assets. The SEC expressed concern

Clearing Obligation: Revision of FMIO-FINMA

Pestalozzi Attorneys at Law
Switzerland
February 16 2018

Standardized OTC interest-rate and credit derivatives will be the first derivative products to be subject to clearing. The definition of the

European Financial & Regulatory Developments Into 2018

Morrison & Foerster LLP
USA, United Kingdom, European Union
February 1 2018

2017 in the UK and the rest of Europe seems to have been primarily a year devoted to implementation both of political decisions already taken and of

FINRA Requests Comment on Proposed Amendments to FINRA Rule 4521 and New Supplemental Liquidity Schedule

Katten Muchin Rosenman LLP
USA
January 19 2018

On January 8, the Financial Industry Regulatory Authority (FINRA) requested comment on proposed amendments to FINRA Rule 4521. Currently, Rule

MiFIR and EMIR Indirect Clearing Regulatory Technical Standards Now Published

Katten Muchin Rosenman LLP
European Union
December 1 2017

On November 21, the following Commission Delegated Regulations (Delegated Regulations) were published in the Official Journal of the European Union

CFTC Extends No-Action Relief to SEFs From Certain Block Trade Requirements

Katten Muchin Rosenman LLP
USA
November 17 2017

On November 14, the Commodity Futures Trading Commission extended time-limited no-action relief to swap execution facilities (SEFs) from certain

Les ACVM proposent de modifier le règlement sur la compensation obligatoire des dérivés

Blake Cassels & Graydon LLP
Canada
October 30 2017

Le 12 octobre 2017, les Autorités canadiennes en valeurs mobilières (les ACVM ) ont publié pour consultation un projet de modification...

The Financial Report, 10 August 2017, US Commodity Futures Trading Commission Developments

DLA Piper
USA
August 10 2017

The CFTC announced that it has launched a new podcast, “CFTC Talks,” which will offer information about the commodity markets, futures trading, and

The Financial Report, 10 August 2017, Global Regulators

DLA Piper
Global
August 10 2017

The International Swaps and Derivatives Association published the ISDA 2017 OTC Equity Derivatives T2 Settlement Cycle Protocol, which will help

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