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Analysis PRO
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Lexology PRO | European Union | 3 Feb 2023

Commission’s EMIR 3.0 plans “harmful to capital markets”, ISDA says

ISDA and three other industry bodies have told the European Commission its “EMIR 3.0” plans – including a requirement for an active EU-based CCP account from firms subject to the EU clearing obligation – will make EU firms less competitive.
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Lexology PRO | European Union | 24 Nov 2022

New CCP guidelines mark EU’s post-Brexit fight for clearing competitiveness

The EU’s securities regulator has finalised its guidelines for resolution regimes for EU-based clearing houses, as the European Commission prepares a reform package aimed at boosting its competitiveness in the clearing space.
Commentary
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Aluko & Oyebode | Nigeria | 24 May 2022

Central clearing counterparties in Nigerian financial markets

In 2021, the Securities and Exchange Commission (SEC) registered two CCPs in the Nigerian capital markets, FMDQ Clear Limited and NG Clearing Limited. FMDQ Clear Limited's focus is clearing foreign exchange and fixed income derivatives, while NG Clearing Limited's focus is clearing index and single stock futures. It is expected that these CCPs will play a pivotal role in ensuring safety and......
Article
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Katten Muchin Rosenman LLP | USA | 12 Apr 2019

FINRA Proposes Rule to Adopt the Remaining Legacy NASD and Incorporated NYSE Rules as FINRA Rules

On April 8, the Financial Industry Regulatory Authority filed with the Securities and Exchange Commission a proposed rule change to adopt the…
Article
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Travers Smith LLP | European Union, United Kingdom | 11 Apr 2019

EMIR 2.1 update

In July 2018 we circulated a client briefing note outlining the European Parliament's approval of a revised proposal to amend EMIR (also known as…
Article
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Nutter McClennen & Fish LLP | USA | 10 Apr 2019

Fintech in Brief: The Clearing House Announces Adoption of Business Principles for Operation of the RTP® Network

On March 28, 2019, the Supervisory Board of The Clearing House Payments Company L.L.C. (“TCH”) released its “Business Principles for the RTP®…
Article
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Katten Muchin Rosenman LLP | European Union, United Kingdom, USA | 29 Mar 2019

ESMA Publishes Statement on Preparations Regarding Clearing and Settlement for a No-Deal Brexit

On March 28, the European Securities and Markets Association (ESMA) published a statement updating market participants on its preparations for the…
Article
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Sidley Austin LLP | European Union, United Kingdom, USA | 13 Mar 2019

EMIR REFIT: Impact on Asset Managers

Key changes to the scope of EMIR which asset managers should be aware of as a result of EMIR REFIT are…
Article
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Hunton Andrews Kurth LLP | USA | 12 Mar 2019

Seeking Clarity in the Use of Blockchain Technology for Securities Trading

The Council of Institutional Investors (CII) and Templum, Inc. (Templum) each recently submitted comments to the SEC to call for the agency to embrace…
Article
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Katten Muchin Rosenman LLP | European Union, United Kingdom | 1 Feb 2019

Bank of England and FCA Provide Updates on Post-Brexit Market Infrastructure Transitional Arrangements and Applications

On January 24, the Bank of England updated its financial market infrastructure supervision websites with interim lists of entities and systems that…
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