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McMillan LLP | Canada | 17 Feb 2021
CSA Propose Changes to Registration Information, Outside Activities and Reporting Requirements as part of Reduction of Regulatory Burden Initiative
On February 4, 2021, the Canadian Securities Administrators (the "CSA") proposed certain amendments to the registration information provided by…
McCarthy Tétrault LLP | Canada | 5 Feb 2021
2020 - Year in Review in Insurance
In 2020, there were numerous changes to regulation of the insurance sector in Canada, both in response to COVID-19 and in keeping with regulators’…
AUM Law | Canada | 29 Jan 2021
In Brief: Regulators Make it Easier for MFDA Reps to Sell Liquid Alt Funds
On January 28, the Canadian Securities Administrators (CSA) issued temporary blanket relief, which is expected to be codified at a later date. This…
AUM Law | Canada | 29 Jan 2021
CSA Publishes More FAQ Guidance on the Client-Focused Reforms
On September 28, the Canadian Securities Administrators (CSA) published guidance in the form of responses to Frequently Asked Questions (FAQs) about…
McMillan LLP | Canada | 16 Dec 2020
Canadian Securities Administrators Seek Input on Activist Short Selling Activities
On December 3, 2020, the Canadian Securities Administrators (the “CSA”) issued CSA Consultation Paper 25-403 - Activist Short Selling (the…
AUM Law | Canada | 11 Dec 2020
MFDA and IIROC Publish Proposed CFR Rules
The Mutual Fund Dealers Association of Canada (MFDA) and the Investment Industry Regulatory Organization of Canada (IIROC) have both published a set…
AUM Law | Canada | 11 Dec 2020
In Brief: Activist Short Selling
On December 3, the Canadian Securities Administrators (CSA) published Consultation Paper 25-403 Activist Short Selling “to facilitate discussion”…
AUM Law | Canada, Global, USA | 11 Dec 2020
Regulatory Highlights from 2020
How do you summarize a year like no other in history? Well, the shift to a remote work environment didn’t do much to slow our regulators who, along…
AUM Law | Canada | 11 Dec 2020
Late Breaking News: CSA Publishes Guidance on Automatic Securities Disposition Plans
On December 10, the Canadian Securities Administrators published guidance (including “recommended best practices”) for issuers and insiders on the…
Bennett Jones LLP | Canada | 25 Nov 2020
CSA Continuous Disclosure Review Program Highlights Common Disclosure Deficiencies
On October 29, 2020, the Canadian Securities Administrators (CSA) issued Multilateral Staff Notice 51-361 for the fiscal years ended March 31, 2020…
