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2,676 results found

Article

Borden Ladner Gervais LLP | Canada | 6 Feb 2020

CSA issues key guidance on cryptocurrency related platforms

On January 16, 2020, the Canadian Securities Administrators (the CSA) published Staff Notice 21-327 Guidance on the Application of Securities

Article

DLA Piper | USA, Canada | 5 Feb 2020

You can run but you can’t hide: American Court to rule on enforceability of Canadian securities disgorgement order

In May 2019, a district court of Nevada recognized a CAD$21.7 million disgorgement order issued by the British Columbia Securities Commission (the

Article

AUM Law | Canada | 31 Jan 2020

In Brief: CSA Consults on Access Equals Delivery Model for Disclosure Documents

On January 9, the Canadian Securities Administrators (CSA) published Consultation Paper 51-405 Consideration of an Access Equals Delivery Model for

Article

AUM Law | Canada | 31 Jan 2020

Like Rats in a Maze: Navigating the Application of Securities Laws to Crypto-Assets

On January 16, the Canadian Securities Administrators (CSA) published Staff Notice 21-327 Guidance on the Application of Securities Legislation to

Article

AUM Law | Canada | 31 Jan 2020

Client-Focused Reforms: A Closer Look at the Misleading Communications, RDI, Compliance Training and Record-Keeping Rules

As we reported in our October 2019 special bulletin, the Canadian Securities Administrators (CSA) have finalized their client-focused reforms (CFRs)

Article

Gowling WLG | Canada | 28 Jan 2020

IIROC Introduces Mandatory Cyber Breach Reporting

The Investment Industry Regulatory Organization of Canada (IIROC) has extended its vigilance over the cybersecurity posture of its Dealer Members by

Article

DLA Piper | Canada | 28 Jan 2020

Canadian Securities Administrators announce consultation on an access equals delivery model for non-investment fund reporting issuers

On January 9, 2020, the Canadian Securities Administrators (“CSA”) published Consultation Paper 51-405 Consideration of an Access Equals Delivery

Article

Stikeman Elliott LLP | Canada | 27 Jan 2020

Les ACVM proposent la transmission électronique des prospectus et des documents d’information continue

Le 9 janvier 2020, les Autorités canadiennes en valeurs mobilières (les ACVM ) ont publié un document de consultation, dans le but de recueillir

Article

Borden Ladner Gervais LLP | Canada | 22 Jan 2020

Surging to 2021: BLG's 2020 Vision of the Client Focused Reforms

Through the Client Focused Reforms set out in the revisions to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant

Article

Fasken | Canada | 17 Jan 2020

New Cybersecurity Incidents Reporting Requirements For IIROC Regulated Investment Firms

Cybersecurity is on everyone's lips as dawn breaks on the new decade. Cyberattacks are becoming more and more frequent, complex and costly for

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