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2,827 results found

Article

McMillan LLP | Canada | 17 Feb 2021

CSA Propose Changes to Registration Information, Outside Activities and Reporting Requirements as part of Reduction of Regulatory Burden Initiative

On February 4, 2021, the Canadian Securities Administrators (the "CSA") proposed certain amendments to the registration information provided by…
Article

McCarthy Tétrault LLP | Canada | 5 Feb 2021

2020 - Year in Review in Insurance

In 2020, there were numerous changes to regulation of the insurance sector in Canada, both in response to COVID-19 and in keeping with regulators’…
Article

AUM Law | Canada | 29 Jan 2021

In Brief: Regulators Make it Easier for MFDA Reps to Sell Liquid Alt Funds

On January 28, the Canadian Securities Administrators (CSA) issued temporary blanket relief, which is expected to be codified at a later date. This…
Article

AUM Law | Canada | 29 Jan 2021

CSA Publishes More FAQ Guidance on the Client-Focused Reforms

On September 28, the Canadian Securities Administrators (CSA) published guidance in the form of responses to Frequently Asked Questions (FAQs) about…
Article

McMillan LLP | Canada | 16 Dec 2020

Canadian Securities Administrators Seek Input on Activist Short Selling Activities

On December 3, 2020, the Canadian Securities Administrators (the “CSA”) issued CSA Consultation Paper 25-403 - Activist Short Selling (the…
Article

AUM Law | Canada | 11 Dec 2020

MFDA and IIROC Publish Proposed CFR Rules

The Mutual Fund Dealers Association of Canada (MFDA) and the Investment Industry Regulatory Organization of Canada (IIROC) have both published a set…
Article

AUM Law | Canada | 11 Dec 2020

In Brief: Activist Short Selling

On December 3, the Canadian Securities Administrators (CSA) published Consultation Paper 25-403 Activist Short Selling “to facilitate discussion”…
Article

AUM Law | Canada, Global, USA | 11 Dec 2020

Regulatory Highlights from 2020

How do you summarize a year like no other in history? Well, the shift to a remote work environment didn’t do much to slow our regulators who, along…
Article

AUM Law | Canada | 11 Dec 2020

Late Breaking News: CSA Publishes Guidance on Automatic Securities Disposition Plans

On December 10, the Canadian Securities Administrators published guidance (including “recommended best practices”) for issuers and insiders on the…
Article

Bennett Jones LLP | Canada | 25 Nov 2020

CSA Continuous Disclosure Review Program Highlights Common Disclosure Deficiencies

On October 29, 2020, the Canadian Securities Administrators (CSA) issued Multilateral Staff Notice 51-361 for the fiscal years ended March 31, 2020…
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