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IIROC Oversight Review Report

Fasken
Canada
May 23 2018

On April 24, 2018, the Canadian Securities Administrators published the Oversight Review Report of the Investment Industry Regulatory Organization of

CSA Considers Reforms to the Syndicated Mortgage Regime and Seeks Input from Industry Participants

McMillan LLP
Canada
May 16 2018

In March 2018, the Canadian Securities Administrators (the "CSA") released CSA Notice and Request for Comment Proposed Amendments (the "Notice") to

Recent SEC Settlement is Cautionary Tale for Canadian Public Issuers on Disclosure of Cyberincidents and Related Risks

McCarthy Tétrault LLP
Canada
May 15 2018

Canadian securities regulators have published notices since 2013 highlighting the importance of timely disclosure and risk disclosure by reporting

CSA Proposes Registration Regime for OTC Derivatives Market in Canada

McCarthy Tétrault LLP
Canada, Global
May 12 2018

On April 19, 2018, the Canadian Securities Administrators (the “CSA”) published for comment Proposed National Instrument 93-102 Derivatives:

CSA adopts new prospectus exemption making it easier to resell securities of non-Canadian issuers

Fasken
Canada
May 10 2018

The Canadian Securities Administrators (CSA) have adopted amendments to National Instrument 45-102 Resale of Securities (NI 45-102) and changes to

Réglementation allégée pour les courtiers et conseillers en dérivés étrangers en vertu du projet de régime d’inscription en dérivés canadien

Stikeman Elliott LLP
Canada
May 10 2018

Le projet de Règlement 93-102 sur l’inscription en dérivés des Autorités canadiennes en valeurs mobilières, qui prévoit le régime d’inscription des

CSA Considers Reforms to the Syndicated Mortgage Regime and Seeks Input from Industry Participants

McMillan LLP
Canada
May 9 2018

In March 2018, the Canadian Securities Administrators (the "CSA") released CSA Notice and Request for Comment Proposed Amendments (the "Notice") to

2018 Canadian Capital Markets Report: Looking Back, Looking Ahead

Davies Ward Phillips & Vineberg LLP
Canada
May 3 2018

We are pleased to share with you our 2018 Canadian Capital Markets Report, a comprehensive guide that examines the developments that shaped Canadian

Fintech in Canada

Stikeman Elliott LLP
Canada, Global
May 1 2018

A structured guide to Fintech in Canada

CSA Proposes Registration Framework for OTC Derivatives Dealers and Advisers

AUM Law
Canada
April 30 2018

On April 19, the Canadian Securities Administrators (CSA) published proposed National Instrument 93-102 Derivatives: Registration (Registration

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Results: 1-10 of 2,493

IIROC Oversight Review Report

CSA Considers Reforms to the Syndicated Mortgage Regime and Seeks Input from Industry Participants

Recent SEC Settlement is Cautionary Tale for Canadian Public Issuers on Disclosure of Cyberincidents and Related Risks

CSA Proposes Registration Regime for OTC Derivatives Market in Canada

CSA adopts new prospectus exemption making it easier to resell securities of non-Canadian issuers

Réglementation allégée pour les courtiers et conseillers en dérivés étrangers en vertu du projet de régime d’inscription en dérivés canadien

CSA Considers Reforms to the Syndicated Mortgage Regime and Seeks Input from Industry Participants

2018 Canadian Capital Markets Report: Looking Back, Looking Ahead

Fintech in Canada

CSA Proposes Registration Framework for OTC Derivatives Dealers and Advisers