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IIROC Oversight Review Report
  • Fasken
  • Canada
  • May 23 2018

On April 24, 2018, the Canadian Securities Administrators published the Oversight Review Report of the Investment Industry Regulatory Organization of


CSA Considers Reforms to the Syndicated Mortgage Regime and Seeks Input from Industry Participants
  • McMillan LLP
  • Canada
  • May 16 2018

In March 2018, the Canadian Securities Administrators (the "CSA") released CSA Notice and Request for Comment Proposed Amendments (the "Notice") to


Recent SEC Settlement is Cautionary Tale for Canadian Public Issuers on Disclosure of Cyberincidents and Related Risks
  • McCarthy Tétrault LLP
  • Canada
  • May 15 2018

Canadian securities regulators have published notices since 2013 highlighting the importance of timely disclosure and risk disclosure by reporting


CSA Proposes Registration Regime for OTC Derivatives Market in Canada
  • McCarthy Tétrault LLP
  • Canada, Global
  • May 12 2018

On April 19, 2018, the Canadian Securities Administrators (the “CSA”) published for comment Proposed National Instrument 93-102 Derivatives:


CSA adopts new prospectus exemption making it easier to resell securities of non-Canadian issuers
  • Fasken
  • Canada
  • May 10 2018

The Canadian Securities Administrators (CSA) have adopted amendments to National Instrument 45-102 Resale of Securities (NI 45-102) and changes to


Réglementation allégée pour les courtiers et conseillers en dérivés étrangers en vertu du projet de régime d’inscription en dérivés canadien
  • Stikeman Elliott LLP
  • Canada
  • May 10 2018

Le projet de Règlement 93-102 sur l’inscription en dérivés des Autorités canadiennes en valeurs mobilières, qui prévoit le régime d’inscription des


CSA Considers Reforms to the Syndicated Mortgage Regime and Seeks Input from Industry Participants
  • McMillan LLP
  • Canada
  • May 9 2018

In March 2018, the Canadian Securities Administrators (the "CSA") released CSA Notice and Request for Comment Proposed Amendments (the "Notice") to


2018 Canadian Capital Markets Report: Looking Back, Looking Ahead
  • Davies Ward Phillips & Vineberg LLP
  • Canada
  • May 3 2018

We are pleased to share with you our 2018 Canadian Capital Markets Report, a comprehensive guide that examines the developments that shaped Canadian


Fintech in Canada
  • Stikeman Elliott LLP
  • Canada, Global
  • May 1 2018

A structured guide to Fintech in Canada


CSA Proposes Registration Framework for OTC Derivatives Dealers and Advisers
  • AUM Law
  • Canada
  • April 30 2018

On April 19, the Canadian Securities Administrators (CSA) published proposed National Instrument 93-102 Derivatives: Registration (Registration