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Borden Ladner Gervais LLP | Canada | 6 Feb 2020
CSA issues key guidance on cryptocurrency related platforms
On January 16, 2020, the Canadian Securities Administrators (the CSA) published Staff Notice 21-327 Guidance on the Application of Securities
DLA Piper | USA, Canada | 5 Feb 2020
You can run but you can’t hide: American Court to rule on enforceability of Canadian securities disgorgement order
In May 2019, a district court of Nevada recognized a CAD$21.7 million disgorgement order issued by the British Columbia Securities Commission (the
AUM Law | Canada | 31 Jan 2020
In Brief: CSA Consults on Access Equals Delivery Model for Disclosure Documents
On January 9, the Canadian Securities Administrators (CSA) published Consultation Paper 51-405 Consideration of an Access Equals Delivery Model for
AUM Law | Canada | 31 Jan 2020
Like Rats in a Maze: Navigating the Application of Securities Laws to Crypto-Assets
On January 16, the Canadian Securities Administrators (CSA) published Staff Notice 21-327 Guidance on the Application of Securities Legislation to
AUM Law | Canada | 31 Jan 2020
Client-Focused Reforms: A Closer Look at the Misleading Communications, RDI, Compliance Training and Record-Keeping Rules
As we reported in our October 2019 special bulletin, the Canadian Securities Administrators (CSA) have finalized their client-focused reforms (CFRs)
Gowling WLG | Canada | 28 Jan 2020
IIROC Introduces Mandatory Cyber Breach Reporting
The Investment Industry Regulatory Organization of Canada (IIROC) has extended its vigilance over the cybersecurity posture of its Dealer Members by
DLA Piper | Canada | 28 Jan 2020
Canadian Securities Administrators announce consultation on an access equals delivery model for non-investment fund reporting issuers
On January 9, 2020, the Canadian Securities Administrators (“CSA”) published Consultation Paper 51-405 Consideration of an Access Equals Delivery
Stikeman Elliott LLP | Canada | 27 Jan 2020
Les ACVM proposent la transmission électronique des prospectus et des documents d’information continue
Le 9 janvier 2020, les Autorités canadiennes en valeurs mobilières (les ACVM ) ont publié un document de consultation, dans le but de recueillir
Borden Ladner Gervais LLP | Canada | 22 Jan 2020
Surging to 2021: BLG's 2020 Vision of the Client Focused Reforms
Through the Client Focused Reforms set out in the revisions to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant
Fasken | Canada | 17 Jan 2020
New Cybersecurity Incidents Reporting Requirements For IIROC Regulated Investment Firms
Cybersecurity is on everyone's lips as dawn breaks on the new decade. Cyberattacks are becoming more and more frequent, complex and costly for
