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257 results found

Article

Katten Muchin Rosenman LLP | European Union, United Kingdom | 8 Feb 2019

BoE and ESMA Agree No-Deal MoUs on Recognition of UK CCPs and CSDs

On February 4, the European Securities and Markets Authority (ESMA) and the Bank of England announced that they have agreed on Memorandums of…
Article

Cadwalader Wickersham & Taft LLP | European Union, USA | 7 Feb 2019

EU to Require Insolvency Opinions in Relation to U.S. Sub-Custodians Under the EU AIFMD Regime

From April 2020 depositaries under the EU Alternative Investment Fund Managers Directive[1] (“AIFMD”) will need to obtain independent…
Article

Chevalier & Sciales | European Union, Luxembourg | 4 Dec 2018

CSSF issues circular on governance and organisation of non-UCITS fund depositaries

Luxembourg's financial regulator, the Commission de Surveillance du Secteur Financier, published on August 23 CSSF Circular 18/697 on organisational…
Article

McCann FitzGerald | European Union | 15 Nov 2018

New Rules Coming for UCITS/AIF Depositaries

Depositaries have 18 months in which to comply with new rules on safekeeping, following the publication of two Commission Delegated Regulations in…
Article

Katten Muchin Rosenman LLP | European Union | 2 Nov 2018

EU Update on Obligations of Depositaries Under the UCITS Directive

On October 30, the European Union’s Delegated Regulation 2018/1619, amending Delegated Regulation (EU) 2016/438 regarding safe-keeping duties of…
Article

Katten Muchin Rosenman LLP | European Union | 2 Nov 2018

EU Update on Obligations of Depositaries Under AIFMD

On October 30, the European Union’s Delegated Regulation 2018/1618, amending Delegated Regulation (EU) 231/2013 as regards safekeeping duties of…
Article

DLA Piper | European Union, United Kingdom | 27 Jul 2017

The Financial Report, 27 July, News from Europe

ESMA opinion on asset segregation and applying depositary delegation rules to CSDs. The European Securities and Markets Authority…
Article

Hogan Lovells | European Union, United Kingdom | 21 Jul 2017

FIG Bulletin 17 July 2017 to 21 July 2017

On 17 July 2017, the Financial Conduct Authority (FCA) published a report which gives the findings from its thematic review into firms’…
Article

Dechert LLP | Luxembourg | 10 Jul 2017

Developments in the Luxembourg Financial Sector

The Luxembourg financial regulator has published a circular on UCITS depositaries, clarifying the organisational arrangements and other rules provided…
Article

Morrison & Foerster LLP | USA | 27 May 2014

FINRA clarifies reporting requirements for Tier 1 capital securities

For some time now, there has been confusion regarding the appropriate trade reporting for certain hybrid securities. Hybrid securities, such as…
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