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355 results found

Article

Singleton Urquhart Reynolds Vogel LLP | Canada | 1 Feb 2021

After the GameStop Short Squeeze, What Does Market Manipulation Mean in Canada?

Last week was an unusual week for retail investors. Instead of seeing large investment firms dominating the markets as usual…
Article

DLA Piper | Canada, USA | 5 Feb 2020

You can run but you can’t hide: ‎American Court to rule on enforceability of Canadian securities disgorgement order

In May 2019, a district court of Nevada recognized a CAD$21.7 million disgorgement order issued by the British Columbia Securities Commission (the…
Article

Stikeman Elliott LLP | Canada | 6 Nov 2019

La BCSC exige le dépôt électronique des déclarations annuelles de placement avec dispense

Aux termes des récentes modifications apportées au BC Instrument 13-502 Electronic Filing of Reports of Exempt Distribution (BCI 13-502) et à…
Article

Fasken | Canada | 7 Oct 2019

BCSC Requires Electronic Filing of Annual Reports of Exempt Distributions by Investment Fund Issuers

Effective September 30, 2019, the British Columbia Securities Commission (BCSC) adopted amendments which now require investment fund issuers to file…
Article

McCarthy Tétrault LLP | Canada | 2 Feb 2019

When will a court order a regulator to share information in aid of litigation: Lessons from the Harrington short seller case

In a recent decision, the Ontario Superior Court refused to order the Investment Industry Regulatory Organization of Canada (“IIROC”), Canada’s…
Article

McCarthy Tétrault LLP | Canada | 28 Jan 2019

Fintech Regulatory Developments: 2018 Year in Review

2018 proved to be another busy year for Fintech in Canada, with a number of notable and anticipated regulatory developments. We look back to summarize…
Article

Osler Hoskin & Harcourt LLP | Canada | 25 Jan 2019

Mixed results in British Columbia white collar enforcement proceedings

Two high-profile cases in late 2018 demonstrate both the potentially grave consequences of securities law violations and the difficulties prosecutors…
Article

AUM Law | Canada | 28 Dec 2018

Reminder: Investment Funds Have a January 30 Deadline to File Reports of Exempt Distribution

The New Year is just around the corner, and so investment funds that take advantage of the option in National Instrument 45-106 - Prospectus…
Article

AUM Law | Canada | 30 Nov 2018

BCSC Releases Compliance Report Card for Registrants

On November 28, the British Columbia Securities Commission (BCSC) published its Compliance Report Card (Report) covering staff reviews of BC-based…
Article

Borden Ladner Gervais LLP | Canada | 22 Nov 2018

New Streamlined Report of Exempt Distribution: January 30, 2019 Deadline For Funds

On October 5, 2018, amendments to National Instrument 45-106 Prospectus Exemptions (NI 45-106) and its Companion Policy (the Amendments) came into…
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