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Singleton Urquhart Reynolds Vogel LLP | Canada | 1 Feb 2021
After the GameStop Short Squeeze, What Does Market Manipulation Mean in Canada?
Last week was an unusual week for retail investors. Instead of seeing large investment firms dominating the markets as usual…
DLA Piper | Canada, USA | 5 Feb 2020
You can run but you can’t hide: American Court to rule on enforceability of Canadian securities disgorgement order
In May 2019, a district court of Nevada recognized a CAD$21.7 million disgorgement order issued by the British Columbia Securities Commission (the…
Stikeman Elliott LLP | Canada | 6 Nov 2019
La BCSC exige le dépôt électronique des déclarations annuelles de placement avec dispense
Aux termes des récentes modifications apportées au BC Instrument 13-502 Electronic Filing of Reports of Exempt Distribution (BCI 13-502) et à…
Fasken | Canada | 7 Oct 2019
BCSC Requires Electronic Filing of Annual Reports of Exempt Distributions by Investment Fund Issuers
Effective September 30, 2019, the British Columbia Securities Commission (BCSC) adopted amendments which now require investment fund issuers to file…
McCarthy Tétrault LLP | Canada | 2 Feb 2019
When will a court order a regulator to share information in aid of litigation: Lessons from the Harrington short seller case
In a recent decision, the Ontario Superior Court refused to order the Investment Industry Regulatory Organization of Canada (“IIROC”), Canada’s…
McCarthy Tétrault LLP | Canada | 28 Jan 2019
Fintech Regulatory Developments: 2018 Year in Review
2018 proved to be another busy year for Fintech in Canada, with a number of notable and anticipated regulatory developments. We look back to summarize…
Osler Hoskin & Harcourt LLP | Canada | 25 Jan 2019
Mixed results in British Columbia white collar enforcement proceedings
Two high-profile cases in late 2018 demonstrate both the potentially grave consequences of securities law violations and the difficulties prosecutors…
AUM Law | Canada | 28 Dec 2018
Reminder: Investment Funds Have a January 30 Deadline to File Reports of Exempt Distribution
The New Year is just around the corner, and so investment funds that take advantage of the option in National Instrument 45-106 - Prospectus…
AUM Law | Canada | 30 Nov 2018
BCSC Releases Compliance Report Card for Registrants
On November 28, the British Columbia Securities Commission (BCSC) published its Compliance Report Card (Report) covering staff reviews of BC-based…
Borden Ladner Gervais LLP | Canada | 22 Nov 2018
New Streamlined Report of Exempt Distribution: January 30, 2019 Deadline For Funds
On October 5, 2018, amendments to National Instrument 45-106 Prospectus Exemptions (NI 45-106) and its Companion Policy (the Amendments) came into…
