Singleton Urquhart Reynolds Vogel LLP | Canada | 1 Feb 2021
Last week was an unusual week for retail investors. Instead of seeing large investment firms dominating the markets as usual…
DLA Piper | Canada, USA | 5 Feb 2020
In May 2019, a district court of Nevada recognized a CAD$21.7 million disgorgement order issued by the British Columbia Securities Commission (the…
Stikeman Elliott LLP | Canada | 6 Nov 2019
Aux termes des récentes modifications apportées au BC Instrument 13-502 Electronic Filing of Reports of Exempt Distribution (BCI 13-502) et à…
Fasken | Canada | 7 Oct 2019
Effective September 30, 2019, the British Columbia Securities Commission (BCSC) adopted amendments which now require investment fund issuers to file…
McCarthy Tétrault LLP | Canada | 2 Feb 2019
In a recent decision, the Ontario Superior Court refused to order the Investment Industry Regulatory Organization of Canada (“IIROC”), Canada’s…
McCarthy Tétrault LLP | Canada | 28 Jan 2019
2018 proved to be another busy year for Fintech in Canada, with a number of notable and anticipated regulatory developments. We look back to summarize…
Osler Hoskin & Harcourt LLP | Canada | 25 Jan 2019
Two high-profile cases in late 2018 demonstrate both the potentially grave consequences of securities law violations and the difficulties prosecutors…
AUM Law | Canada | 28 Dec 2018
The New Year is just around the corner, and so investment funds that take advantage of the option in National Instrument 45-106 - Prospectus…
AUM Law | Canada | 30 Nov 2018
On November 28, the British Columbia Securities Commission (BCSC) published its Compliance Report Card (Report) covering staff reviews of BC-based…
Borden Ladner Gervais LLP | Canada | 22 Nov 2018
On October 5, 2018, amendments to National Instrument 45-106 Prospectus Exemptions (NI 45-106) and its Companion Policy (the Amendments) came into…