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Ropes & Gray LLP | USA | 24 Mar 2020

In Response to COVID-19 CFTC and NFA Issue Temporary Relief to Commodity Pool Operators and Commodity Trading Advisors

On March 20, 2020, in response to the COVID-19 pandemic, the Division of Swap Dealer and Intermediary Oversight (“CFTC Staff”) of the U.S. Commodity…
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Fried Frank Harris Shriver & Jacobson LLP | USA | 17 Jan 2020

Reminder: CPO and CTA Annual Affirmation Requirement

The Commodity Futures Trading Commission (“CFTC”) requires any person that claims an exemption from commodity pool operator (“CPO”) registration…
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Ropes & Gray LLP | USA | 19 Dec 2019

CFTC Amends Regulations Applicable to Asset Managers Including Excluded and Exempt CPOs and CTAs; Action May Be Required

The United States Commodity Futures Trading Commission ("CFTC" or the "Commission") recently amended Part 4 of its regulations (the "Amendments")…
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Steptoe & Johnson LLP | USA | 10 Dec 2019

CFTC Codifies Family Office Registration Relief

The US Commodity Futures Trading Commission (CFTC or Commission) recently voted 4-1 in an open meeting to codify existing staff no-action letters…
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Mayer Brown | USA | 6 Dec 2019

NFA’s Updated Promotional Material Rule Effective Soon: Time for FCMs, CPOs and CTAs to Prepare

Most National Futures Association (NFA) members will be required to comply with a broader rule regarding communications with the public and use of…
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K&L Gates LLP | USA | 31 Oct 2018

CFTC Proposes to Codify Relief for CPOs and CTAs

The U.S. Commodity Futures Trading Commission (“CFTC” or “Commission”) is proposing amendments to its regulations governing commodity pool operators…
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Sidley Austin LLP | USA | 24 Oct 2018

CFTC Proposes to Streamline CPO and CTA Regulations

On October 9, 2018, the Commodity Futures Trading Commission (CFTC) proposed a number of changes in its regulations applicable to commodity pool…
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Proskauer Rose LLP | USA | 22 Oct 2018

CFTC Proposes to Streamline CPO and CTA Regulations by Codifying Prior Relief

On October 9, 2018, the Commodity Futures Trading Commission (CFTC) proposed new rules in connection with the CFTC's Project KISS…
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Katten Muchin Rosenman LLP | USA | 12 Oct 2018

CFTC Approves Proposed Regulations for CPOs and CTAs

On October 9, the Commodity Futures Trading Commission approved proposed rules intended to simplify regulations for commodity pool operators (CPOs)…
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Fried Frank Harris Shriver & Jacobson LLP | USA | 12 Oct 2018

CFTC Proposes Part 4 Rule Amendments to Codify Certain CPO and CTA Relief

On October 9, 2018, as part of its Project KISS initiative to streamline and simplify its rules, the U.S. Commodity Futures Trading Commission (the…
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