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The SEC continues its strict liability approach to SOX 304
  • Dorsey & Whitney LLP
  • USA
  • September 7 2011

The Commission continues to pursue its strict liability policy regarding the application of Section 304 of the Sarbanes Oxley Act


Hedge fund managers divert investor funds
  • Dorsey & Whitney LLP
  • USA
  • March 16 2011

The SEC brought another action involving a hedge fund and fraud by its managers



Thomas O. Gorman
  • Dorsey & Whitney LLP