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The impact of Janus: a loss for the commission
  • Dorsey & Whitney LLP
  • USA
  • November 3 2011

The narrow focus of Janus Capital Group, Inc. v. First derivative Traders, 131 S.Ct. 2296 (2011) may have a significant impact in private damage actions and SEC enforcement cases

The SEC continues its strict liability approach to SOX 304
  • Dorsey & Whitney LLP
  • USA
  • September 7 2011

The Commission continues to pursue its strict liability policy regarding the application of Section 304 of the Sarbanes Oxley Act

Thomas O. Gorman
  • Dorsey & Whitney LLP