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The impact of Janus: a loss for the commission
  • Dorsey & Whitney LLP
  • USA
  • November 3 2011

The narrow focus of Janus Capital Group, Inc. v. First derivative Traders, 131 S.Ct. 2296 (2011) may have a significant impact in private damage actions and SEC enforcement cases.


Effective enforcement begins with adequate funding for the SEC
  • Dorsey & Whitney LLP
  • USA
  • July 18 2011

The SEC has in recent years suffered through its fair share of failures, blunders and gaffs.


Summary judgment granted against SEC in ARS case
  • Dorsey & Whitney LLP
  • USA
  • June 30 2011

Last week Morgan Keegan & Co. settled an administrative proceeding centered on the market crisis which claimed that the NAV calculations for certain investment funds made as the markets catapulted downward were false.


This week in securities litigation (April 29, 2011)
  • Dorsey & Whitney LLP
  • USA
  • April 29 2011

As the jury considers the fate of Raja Rajaratnam in the largest insider trading case brought in years, the Commission continued to implement Dodd-Frank, issuing more proposed rules.


Hedge fund managers divert investor funds
  • Dorsey & Whitney LLP
  • USA
  • March 16 2011

The SEC brought another action involving a hedge fund and fraud by its managers.