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This time it is the NY AG whose ARS case was dismissed
  • Dorsey & Whitney LLP
  • USA
  • November 2 2011

The SEC and the NY AG have been successful in settling a series of market crisis cases centered on the collapse of the auction rate securities market in March 2008


A Ponzi scheme case with a better ending
  • Dorsey & Whitney LLP
  • USA
  • April 20 2011

Ponzi scheme cases are now a staple of SEC enforcement