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SEC confirms cash solicitation rule not applicable to hedge funds
  • Drinker Biddle & Reath LLP
  • USA
  • July 18 2008

The staff of the U.S. Securities and Exchange Commission released an interpretive letter, on Tuesday, July 15, 2008, clarifying that Investment Advisers Act Rule 206(4)-3 (generally referred to as the cash solicitation rule) does not apply to solicitations of investors in an investment pool such as a hedge fund


Christine M. Kong
  • Drinker Biddle & Reath LLP

Matthew M. McDonald
  • Drinker Biddle & Reath LLP

F. Douglas Raymond
  • Drinker Biddle & Reath LLP

Kay A. Gordon
  • Drinker Biddle & Reath LLP

Diana E. McCarthy
  • Drinker Biddle & Reath LLP

Erik D. Vogt
  • Drinker Biddle & Reath LLP