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Results: 1-10 of 12

Banks to publish share volumes traded in automated systems
  • Norton Rose Fulbright LLP
  • European Union
  • May 31 2010

The Association for Financial Markets in Europe (AFME) has published a press release stating that six leading investment banks (Citi, Credit Suisse, Deutsche Bank, J.P. Morgan Cazenove, Morgan Stanley and UBS) have launched a voluntary initiative to improve post trade transparency in the European over-the-counter equity markets


IOSCO and CPSS consult on policy guidance for central counterparties and trade repositories in the OTC derivatives market
  • Norton Rose Fulbright LLP
  • Global
  • May 18 2010

The International Organization of Securities Commissions (IOSCO) and the Committee on Payment and Settlement Systems (CPSS) have issued two consultative reports containing proposals aimed at strengthening the over-the-counter (OTC) derivatives market


NYSE announces European clearing strategy
  • Norton Rose Fulbright LLP
  • European Union
  • May 18 2010

NYSE Euronext has announced that, subject to regulatory approval, it will commence clearing its European securities and derivatives business through two new, purpose-built clearing houses based in London and Paris in late 2012


Conducting business with consumers - delivering the best outcomes
  • Norton Rose Fulbright LLP
  • United Kingdom
  • November 30 2009

The FSA has published a speech given by Sheila Nicoll (Director of the Conduct Policy Division, FSA) at the Tax Incentivised Savings Association Annual Conference


Bank of England Market Notice: Changes to the eligibility criteria for access to reserves accounts and other sterling monetary framework activities
  • Norton Rose Fulbright LLP
  • United Kingdom
  • October 12 2009

The Bank of England has published a Market Notice: Changes to the eligibility criteria for access to reserves accounts and other sterling monetary framework activities


FSA review of insurance brokers’ anti-bribery and corruption controls
  • Norton Rose Fulbright LLP
  • United Kingdom
  • September 16 2009

The FSA has published some of the interim findings arising from its review of commercial insurance brokers' anti-bribery and corruption systems and controls


Important cross-border enforcement decision by the New York courts
  • Norton Rose Fulbright LLP
  • USA
  • August 10 2009

The highest New York state court, the Court of Appeals, has recently held that the New York courts have the power to order banks incorporated outside New York to deliver money or other personal property they hold for a judgment debtor to a judgment creditor even where the asset in question is held outside New York


Policy Statement 096: Regulating retail banking conduct of business - Feedback on CP0819 and final rules
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 4 2009

In November 2008, the FSA published Consultation Paper 0819: Regulating retail banking conduct of business (CP0819


CESR launches a consultation on technical issues relating to KID disclosures for UCITS
  • Norton Rose Fulbright LLP
  • European Union
  • March 23 2009

In February 2008, the Committee of European Securities Regulators (CESR) published its advice to the European Commission on the content and form of the Key Information Document (KID


IOSCO report on commodity futures markets
  • Norton Rose Fulbright LLP
  • Global
  • March 16 2009

The Technical Committee of the International Organization of Securities Commissions (IOSCO) has published a final report which contains recommendations to improve the supervision of commodity futures markets and global regulatory cooperation