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OCIE Highlights Five Deficiency Areas in Examinations of Advisers
  • Drinker Biddle & Reath LLP
  • USA
  • February 22 2017

The Office of Compliance Inspections and Examinations (OCIE) of the Securities and Exchange Commission (SEC) recently highlighted five areas in which


Kay A. Gordon
  • Drinker Biddle & Reath LLP