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SEC files market crisis cases against Bank of America, UBS
  • Dorsey & Whitney LLP
  • USA
  • August 6 2013

The Commission filed two new market crisis cases, one in conjunction with the Department of Justice. Once action is against Bank of America, N.A

The Commission’s latest market crisis case
  • Dorsey & Whitney LLP
  • USA
  • March 14 2012

The SEC brought another market crisis case centered on the failure of senior corporate officials to disclose the disintegrating financial condition of their company as the market crisis unfolded.

Former Taylor Bean chairman found guilty
  • Dorsey & Whitney LLP
  • USA
  • April 21 2011

The collapse of Taylor, Bean & Whitaker which tumbled Colonial Bank into liquidation is one of the few market crisis investigations to yield multiple criminal indictments and SEC enforcement actions.