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Results: 1-10 of 566

SEC Approves FINRA Registration, Qualification and Continuing Education Rules
  • Katten Muchin Rosenman LLP
  • USA
  • October 13 2017

The Securities and Exchange Commission has approved the Financial Industry Regulatory Authority rules that (1) consolidate the National Association


New FYR Macedonia Finance Minister focuses on public debt and borrowing costs
  • Eurofast
  • Macedonia
  • July 11 2017

FYR Macedonia’s new Finance Minister, Dragan Tevdovski, has stated his intention to undertake actions to resolve the growing problem of public debt by


The SEC Shortens the Settlement Cycle for Most Securities Transactions From Three Business Days to Two Business Days
  • Baker & Hostetler LLP
  • USA
  • April 5 2017

The Securities and Exchange Commission has amended Rule 15c6-1 under the Securities Exchange Act of 1934 in order to shorten the standard settlement


SEC Adopts Final Rule Shortening Settlement Cycle to T2
  • Davies Ward Phillips & Vineberg LLP
  • USA
  • March 28 2017

On March 22, 2017, the U.S. Securities and Exchange Commission (SEC) adopted a final rule amending Rule 15c6-1(a) under the U.S. Securities Exchange


SEC Adopts Amendment to Shorten Settlement Cycle for Securities Transactions
  • Katten Muchin Rosenman LLP
  • USA
  • March 24 2017

On March 22, the Securities and Exchange Commission adopted an amendment to Rule 15c6-1(a) that shortens the standard settlement cycle for most


SEC Adopts T2 Settlement Cycle
  • Sidley Austin LLP
  • USA
  • March 23 2017

In an acknowledgment of technological improvements, the Securities and Exchange Commission (SEC) yesterday adopted an amendment to


SEC Shortens Settlement Cycle to T 2
  • Kramer Levin Naftalis & Frankel LLP
  • USA
  • March 23 2017

On March 22, the Securities and Exchange Commission (the "SEC") adopted an amendment to Rule 15c6-1 under the Securities Exchange Act of 1934, as


MMF Regulation
  • Cummings Law Ltd
  • European Union
  • November 18 2016

The EU Council has reached provisional agreement with representatives of the European Parliament on the proposed Regulation on Money Market Funds (MMF


The SEC Proposes to Shorten the Settlement Cycle for Most Securities Transactions from Three Business Days to Two Business Days
  • Baker & Hostetler LLP
  • USA
  • October 11 2016

The Securities and Exchange Commission has proposed to amend Rule 15c6-1 under the Securities Exchange Act of 1934 in order to shorten the standard


CFTC Staff Restricts FCM Investment of Customer Funds in Money Market Funds; Grants Exception to House Money in Segregation in Excess of Regulatory Requirements
  • Katten Muchin Rosenman LLP
  • USA
  • August 14 2016

Staff of the Commodity Futures Trading Commission issued both an Interpretation and No-Action Relief prohibiting future commission merchants and