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CSA Finds MFDA Has Made "Sufficient Progress" Towards Resolving Previously-Identified Issues
  • Borden Ladner Gervais LLP
  • Canada
  • September 19 2017

On September 15, 2017, the Canadian Securities Administrators ("CSA") released their Oversight Review Report of the Mutual Fund Dealers Association

The CSA’s Continuous Disclosure Review Program
  • Fasken Martineau DuMoulin LLP
  • Canada
  • August 22 2017

On July 27, 2017, the Canadian Securities Administrators (CSA) announced in CSA Staff Notice 51-351 Continuous Disclosure Review Program Activities

Full Court dismisses Port of Newcastle access appeal
  • Allens
  • Australia
  • August 18 2017

CONTEXT In May 2015, Glencore applied to the National Competition Council (NCC) for a recommendation that the right to access and use the shipping

Coal Combustion Residuals: U.S. Environmental Protection Agency Issues Interim Guidance on State Permit Programs
  • Mitchell Williams Selig Gates & Woodyard PLLC
  • USA
  • August 11 2017

The United States Environmental Protection Agency ("EPA") released on August 10th an Interim Final Guidance ("Guidance") that the agency describes as

Securities Regulators to IIROC: Get Tougher!
  • Fasken Martineau DuMoulin LLP
  • Canada
  • July 21 2017

The Canadian Securities Administrators (CSA) have demanded that the Investment Industry Regulatory Organization of Canada (IIROC) boost business

Who Should Eye Your I-9s?
  • Foley & Lardner LLP
  • USA
  • July 17 2017

Our readers should be well aware that every newly-hired employee in the United States must complete a Form I-9 and present supporting documentation

US - USTR seeks comments for AGOA annual review
  • Baker McKenzie
  • USA
  • July 11 2017

On July 11, 2017, the Office of the United States Trade Representative (USTR) published in the Federal Register a notice Docket No. USTR-2017-0005

National Institutes of Health Extends Effective Date of sIRB Policy
  • Squire Patton Boggs
  • USA
  • July 7 2017

Recently, the National Institutes of Health (“NIH”) extended the effective date of its policy on the use of the single Institutional Review Board

The SEC Expands Its Confidential Review of Registration Statements
  • Baker Botts LLP
  • USA
  • July 5 2017

On June 29, 2017, the Securities and Exchange Commission announced that, subject to certain restrictions, it will expand the confidential submission

U.S. Supreme Court To Review Scope Of “Whistleblower” Under Dodd-Frank
  • Proskauer Rose LLP
  • USA
  • June 26 2017

On June 26, 2017, the U.S. Supreme Court agreed to review whether individuals who do not report alleged securities law violations to the U.S