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Haynes and Boone LLP | USA | 1 Feb 2019
SEC Office of Compliance Inspections and Examinations Announces 2019 Exam Priorities
Recently, the Office of Compliance Inspections and Examinations (“OCIE”) of the U.S. Securities and Exchange Commission (“SEC”) released its annual
Hunton Andrews Kurth LLP | USA | 30 Jan 2019
The Stage Has Been Set for the FY2020 H-1B Cap Season
The Department of Homeland Security (“DHS”) announced today that the final rule amending DHS regulations governing H-1B cap-subject petitions will be
Stinson LLP | USA, Global | 22 Jan 2019
IOSCO Speaks to ESG Disclosures
The International Organization of Securities Commissions, or IOSCO, published a statement setting out the importance for issuers of considering the
Baker & Hostetler LLP | USA | 16 Jan 2019
The Three "Cs" for Investment Advisers' Compliance Attention in 2019
As chief compliance officers prepare for their annual compliance reviews, they should familiarize themselves with the Examination Priorities Letter
Ward and Smith, PA | USA, European Union | 11 Jan 2019
In-House Counsel Seminar Insights: What Corporate Counsel Need to Know about Privacy and Data Security
The experts explained that the legal landscape for data security and privacy issues is more complex than ever
Manatt Phelps & Phillips LLP | USA | 3 Jan 2019
SEC Municipal Securities Conference Highlights Emerging Trends in Disclosure
On December 6, 2018, the Securities and Exchange Commission hosted an inaugural one-day conference on municipal securities disclosure
Cooley LLP | USA, OECD | 17 Dec 2018
Clayton Q&A and ESG at the SEC’s Investor Advisory Committee meeting
At last week’s meeting of the SEC’s Investor Advisory Committee, the Committee members held a Q&A session with SEC Chair Jay Clayton, followed by a
Piper Alderman | Australia | 12 Dec 2018
Reviewing Your Not for Profit Governance Arrangements? Here are 6 things you should consider
The organisation’s compliance with the director retirement by rotation and election procedures in its constitution should also be checked
Haynes and Boone LLP | USA | 11 Dec 2018
ISS and Glass Lewis 2019 Policy Updates
Institutional Shareholder Services, Inc. ("ISS") and Glass, Lewis & Co. ("Glass Lewis") recently released their 2019 proxy voting policy updates. ISS
Skadden Arps Slate Meagher & Flom LLP | USA, United Kingdom, European Union | 3 Dec 2018
Matters to Consider for the 2019 Annual Meeting and Reporting Season
Companies have important decisions to make as they prepare for the 2019 annual meeting and reporting season. We have compiled the following overview
