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2,600 results found

Article

Haynes and Boone LLP | USA | 1 Feb 2019

SEC Office of Compliance Inspections and Examinations Announces 2019 Exam Priorities

Recently, the Office of Compliance Inspections and Examinations (“OCIE”) of the U.S. Securities and Exchange Commission (“SEC”) released its annual

Article

Hunton Andrews Kurth LLP | USA | 30 Jan 2019

The Stage Has Been Set for the FY2020 H-1B Cap Season

The Department of Homeland Security (“DHS”) announced today that the final rule amending DHS regulations governing H-1B cap-subject petitions will be

Article

Stinson LLP | USA, Global | 22 Jan 2019

IOSCO Speaks to ESG Disclosures

The International Organization of Securities Commissions, or IOSCO, published a statement setting out the importance for issuers of considering the

Article

Baker & Hostetler LLP | USA | 16 Jan 2019

The Three "Cs" for Investment Advisers' Compliance Attention in 2019

As chief compliance officers prepare for their annual compliance reviews, they should familiarize themselves with the Examination Priorities Letter

Article

Ward and Smith, PA | USA, European Union | 11 Jan 2019

In-House Counsel Seminar Insights: What Corporate Counsel Need to Know about Privacy and Data Security

The experts explained that the legal landscape for data security and privacy issues is more complex than ever

Article

Manatt Phelps & Phillips LLP | USA | 3 Jan 2019

SEC Municipal Securities Conference Highlights Emerging Trends in Disclosure

On December 6, 2018, the Securities and Exchange Commission hosted an inaugural one-day conference on municipal securities disclosure

Article

Cooley LLP | USA, OECD | 17 Dec 2018

Clayton Q&A and ESG at the SEC’s Investor Advisory Committee meeting

At last week’s meeting of the SEC’s Investor Advisory Committee, the Committee members held a Q&A session with SEC Chair Jay Clayton, followed by a

Article

Piper Alderman | Australia | 12 Dec 2018

Reviewing Your Not for Profit Governance Arrangements? Here are 6 things you should consider

The organisation’s compliance with the director retirement by rotation and election procedures in its constitution should also be checked

Article

Haynes and Boone LLP | USA | 11 Dec 2018

ISS and Glass Lewis 2019 Policy Updates

Institutional Shareholder Services, Inc. ("ISS") and Glass, Lewis & Co. ("Glass Lewis") recently released their 2019 proxy voting policy updates. ISS

Article

Skadden Arps Slate Meagher & Flom LLP | USA, United Kingdom, European Union | 3 Dec 2018

Matters to Consider for the 2019 Annual Meeting and Reporting Season

Companies have important decisions to make as they prepare for the 2019 annual meeting and reporting season. We have compiled the following overview

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