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Investment companies may provide summary prospectuses to 401(k) and other ERISA plans offering their funds
  • Kilpatrick Townsend & Stockton LLP
  • USA
  • September 11 2009

On September 8, 2009, in Field Assistance Bulletin 2009-3, the U.S. Department of Labor (DOL) approved the use of “summary prospectuses” for mutual funds to satisfy prospectus delivery obligations of employee benefit plans, such as 401(k) plans.