We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results:1-2 of 2

Registrants Face Significantly Increased Obligations under Proposed CSA Rule Amendments
  • McCarthy Tétrault LLP
  • Canada
  • July 11 2018

Recently, the Canadian Securities Administrators (CSA) published for comment important rule amendments to National Instrument 31-103 Registration


New National Instrument 31-103 to take effect September 28, 2009
  • McCarthy Tétrault LLP
  • Canada
  • September 2 2009

Dealer and adviser registration categories and requirements throughout Canada are numerous, varied and complex.