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Registrants Face Significantly Increased Obligations under Proposed CSA Rule Amendments
  • McCarthy Tétrault LLP
  • Canada
  • July 11 2018

Recently, the Canadian Securities Administrators (CSA) published for comment important rule amendments to National Instrument 31-103 Registration

New National Instrument 31-103 to take effect September 28, 2009
  • McCarthy Tétrault LLP
  • Canada
  • September 2 2009

Dealer and adviser registration categories and requirements throughout Canada are numerous, varied and complex.