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Results:1-10 of 33

CSA’S Policy Decision Regarding Prospectus Qualified Mutual Fund Fees
  • Fasken
  • Canada
  • August 27 2018

On June 21, 2018, the Canadian Securities Administrators ("CSA") published CSA Staff Notice 81-330 Status Report on Consultation on Embedded


Mutual Fund Risk Classification Methodology Amendments to come into force March 8, 2017
  • Fasken
  • Canada
  • February 8 2017

Commencing March 8, 2017, new rules relating to the risk classification of conventional mutual funds and exchange-traded funds (collectively, mutual


Ontario budget changes investment restrictions for mutual funds and closed-end funds
  • Fasken
  • Canada
  • July 31 2014

The July 14, 2014 Ontario Budget legislation includes amendments (Amendments) that extend the investment restrictions in Part XXI of the


New rules for closed-end funds and mutual funds under Phase 2 fund modernization amendments
  • Fasken
  • Canada
  • July 17 2014

On June 19, 2014, the Canadian Securities Administrators (CSA) released, in final form, amendments to National Instrument 81-102 Mutual Funds (NI


CSA Consultation on Mutual Fund Fees - what’s at stake?
  • Fasken
  • Canada
  • March 27 2013

In December 2012, the Canadian Securities Authorities (CSA) published Discussion Paper and Request for Comment 81-407 Mutual Fund Fees (the "paper")


Ex-employee to pay employer
  • Fasken
  • Canada
  • October 25 2011

When an employee fails to fulfill his functions as expected, the ultimate consequence is a termination of employment "for cause", which implies that no notice or other severance is paid to him by the employer.


Mutual funds point-of-sale regime: moving to Stage 2
  • Fasken
  • Canada
  • September 28 2011

On August 12, 2011, the Canadian Securities Administrators (CSA) published for comment proposed amendments (Stage 2 Amendments) to National Instrument 81-101 Mutual Fund Prospectus Disclosure to implement Stage 2 of the point-of-sale (POS) disclosure regime.


OSC released Staff Notice 81-714 regarding information required in an investment fund prospectus
  • Fasken
  • Canada
  • March 9 2011

On March 4, 2011, the Ontario Securities Commission (the "OSC") released a staff notice (the "Notice") regarding the disclosure required by Form 41-101F2 - Information Required in an Investment Fund Prospectus (the "Form" or "Form 41-101F2) and the types of comments the OSC generally will raise in the course of a review of an investment fund prospectus.


Mutual funds point-of-sale regime: driving ahead with Stage 1
  • Fasken
  • Canada
  • October 22 2010

The Canadian Securities Administrators (CSA) have published the final version of amendments (Amendments) to implement the first stage of the new point-of-sale (POS) disclosure regime (PDF).


New TSX rules regarding securityholder approval for investment fund acquisitions
  • Fasken
  • Canada
  • September 16 2010

The Toronto Stock Exchange (TSX) has recently amended the TSX Company Manual (Manual) in order to clarify when securityholder approval will need to be obtained by an investment fund in the context of a merger or acquisition transaction.