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Results: 1-10 of 20

This Week in Washington for October 16, 2017
  • Paul Hastings LLP
  • USA
  • October 16 2017

Since Congress hasn’t had the votes to overturn the Affordable Care Act (Obamacare), the President is taking Executive action. It was reported on


SEC Approves New Liquidity Risk Management Rules for Certain Open-End Funds and Rules to Modernize and Enhance Reporting By Registered Investment Companies
  • Paul Hastings LLP
  • USA
  • October 14 2016

On October 13, 2016, the Securities and Exchange Commission (“SEC”) adopted a set of broad and sweeping rules mandating that certain open-end management investment


SEC’s Division of Investment Management Releases Guidance on Mutual Fund Distribution and Sub-Accounting Fees
  • Paul Hastings LLP
  • USA
  • January 14 2016

In a Guidance Update published on January 6, 2016, the staff of the SEC's Division of Investment Management (the "Staff") has provided guidance to


SEC proposes sweeping new liquidity risk management rules for mutual funds and ETFs
  • Paul Hastings LLP
  • USA
  • October 8 2015

On September 22, 2015, the Securities and Exchange Commission (“SEC”) proposed a set of broad and sweeping rules mandating that open-end mutual funds


SEC charges investment adviser and mutual fund board members with failures in 15(c) advisory contract approval process
  • Paul Hastings LLP
  • USA
  • June 29 2015

On June 17, 2015, the Securities and Exchange Commission (the “Commission”) charged a mutual fund adviser, its principal, John Pasco III, and three


Jacqueline A. May
  • Paul Hastings LLP


Tram N. Nguyen
  • Paul Hastings LLP

Dina Ellis Rochkind
  • Paul Hastings LLP

Mitchell E. Nichter
  • Paul Hastings LLP