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Results:1-10 of 19

A - Z of Fund Finance February 2018
  • Haynes and Boone LLP
  • USA, United Kingdom, European Union
  • February 13 2018

The EU’s Alternative Investment Fund Managers Directive (AIFMD) regulates, amongst other activities, the marketing of alternative investment funds


New FinCEN Rules: Customer Due Diligence to Prevent "Criminals, Kleptocrats, and Others" from Hiding Ill-gotten Proceeds
  • Haynes and Boone LLP
  • USA
  • August 3 2016

As part of the Obama Administration’s continuing efforts to curb money laundering and other international corruption, on July 11, 2016 the final


4th Circuit holds that the limitations period for ERISA claims of imprudent plan investments commences with initial fund selection and does not continue with ongoing monitoring of funds, absent material change in circumstances
  • Haynes and Boone LLP
  • USA
  • February 4 2013

A group of participants in Bank of America's 401(k) plan sued alleging the bank engaged in prohibited transactions and breached its fiduciary duty by


The crackdown on foreign account holders continues: the 2011 voluntary disclosure initiative and the updated filing requirements for foreign financial accounts
  • Haynes and Boone LLP
  • USA
  • June 28 2011

With budgetary pressures increasing and deficits mounting, the United States Internal Revenue Service (“IRS”) is continuing its campaign to find U.S. citizens and residents who have failed to report both (1) their worldwide income on their U.S. federal tax returns and (2) all non-U.S. financial accounts in which they have a financial interest or over which they have signature authority.


Janus Capital Group, Inc. v. First Derivative Traders: Supreme Court declines to expand circle of potential defendants in securities actions
  • Haynes and Boone LLP
  • USA
  • June 14 2011

In an opinion issued June 13, 2011, Janus Capital Group, Inc. v. First Derivative Traders, 564 U.S. __ (2011), the Supreme Court declined to adopt a broad interpretation of who can be considered to have “made” a statement under the federal securities laws.


Insurance coverage for insider trading claims
  • Haynes and Boone LLP
  • USA
  • November 30 2010

Late on Friday, November 19, 2010, the Wall Street Journal reported that federal prosecutors, the FBI and the SEC are in the final stages of an unprecedented three-year investigation into insider trading by consultants, investment bankers, hedge fund and mutual fund traders, and analysts.


Matt W. Holley
  • Haynes and Boone LLP

Erika L. Blomquist
  • Haynes and Boone LLP

Emily Fuller
  • Haynes and Boone LLP

Zoë Connor
  • Haynes and Boone LLP