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Results: 1-10 of 10

The Finish Line: CSA Publishes Proposed Amendments in Final Phase of Modernization of Investment Fund Product Regulation
  • McCarthy Tétrault LLP
  • Canada
  • December 5 2016

On September 22 2016, the Canadian Securities Administrators (the "CSA") published CSA Notice and Request for Comment - Modernization of Investment


The CSA Proposes Mandatory Standardized Risk Classification Methodology for Mutual Funds and ETFs
  • McCarthy Tétrault LLP
  • Canada
  • December 16 2015

The Canadian Securities Administrators (CSA) are proposing to introduce a mandatory standardized risk classification methodology for mutual funds and


Mutual fund compensation and reinvestment practices face OSC scrutiny
  • McCarthy Tétrault LLP
  • Canada
  • March 31 2015

The OSC recently published its 2014 Summary Report for Investment Fund and Structured Product Issuers which includes, among other topics, a summary


OSC mulling ban on mutual fund trailing commissions for fee-based accounts
  • McCarthy Tétrault LLP
  • Canada
  • December 1 2014

The OSC Staff has announced steps it will take to eliminate trailing commissions for fee-based mutual fund series when they file their next annual


Proposed implementation of Stage 2 of Point of Sale Disclosure for Mutual Funds
  • McCarthy Tétrault LLP
  • Canada
  • August 26 2011

On August 12, 2011, the Canadian Securities Administrators published for comment the Implementation of Stage 2 of Point of Sale Disclosure for Mutual Funds


Implementation of point of sale disclosure for mutual funds
  • McCarthy Tétrault LLP
  • Canada
  • November 3 2010

On October 8, 2010, the Canadian Securities Administrators ("CSA") published the Implementation of Stage 1 of Point of Sale Disclosure for Mutual Funds


New National Instrument 31-103 to take effect September 28, 2009
  • McCarthy Tétrault LLP
  • Canada
  • September 2 2009

Dealer and adviser registration categories and requirements throughout Canada are numerous, varied and complex


Implementation of point of sale disclosure for mutual funds
  • McCarthy Tétrault LLP
  • Canada
  • September 2 2009

On June 19, 2009, the Canadian Securities Administrators (CSA) published proposed amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure (Proposed Rule), Forms 81-101F1 Contents of Simplified Prospectus and 81-101F2 Contents of Annual Information Form and Companion Policy 81-101CP Mutual Fund Prospectus Disclosure (the Companion Policy



Sean D. Sadler
  • McCarthy Tétrault LLP