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CSA finalizes alternative mutual funds regime
  • Osler Hoskin & Harcourt LLP
  • Canada
  • October 16 2018

On October 4, 2018, the Canadian Securities Administrators (the CSA) published amendments (the Amendments) to National Instrument 81-102 Investments

Launch of UK-HK mutual fund recognition
  • Deacons
  • United Kingdom, Hong Kong
  • October 11 2018

Client Alert Financial Services 11 October 2018 Launch of UK-HK mutual fund recognition Jeremy Lam and Eve Leung The SFC and the UK's Financial

Liquid Alternatives Now a Reality Alternative Mutual Funds Regime Scheduled to Come Into Force January 3, 2019
  • McMillan LLP
  • Canada
  • October 6 2018

The Canadian Securities Administrators (the “CSA”) have published the long awaited and much anticipated final version of amendments introducing a

The SFC’s asset management strategy for Hong Kong
  • Deacons
  • Hong Kong
  • September 21 2018

On 19 September 2018, Mr Ashley Alder, Chief Executive Officer of the Securities and Futures Commission (SFC), addressed members of the Hong Kong

India: SEBI extends time for KYC compliance
  • SS Rana & Co
  • India
  • September 19 2018

In order to promote investment in India, the Government designs investor- friendly policies. One of the modes of Investment in India is through

CSA’S Policy Decision Regarding Prospectus Qualified Mutual Fund Fees
  • Fasken
  • Canada
  • August 27 2018

On June 21, 2018, the Canadian Securities Administrators ("CSA") published CSA Staff Notice 81-330 Status Report on Consultation on Embedded

SEC issues investor alert about non-traditional index funds
  • Morrison & Foerster LLP
  • USA
  • August 10 2018

On August 6, 2018, concurrent with their release of an investor alert regarding index funds8, the United States Securities and Exchange Commission

Securities Litigation in Canada
  • Borden Ladner Gervais LLP
  • Canada, Global
  • July 16 2018

A structured guide to securities litigation in Canada

Registrants Face Significantly Increased Obligations under Proposed CSA Rule Amendments
  • McCarthy Tétrault LLP
  • Canada
  • July 11 2018

Recently, the Canadian Securities Administrators (CSA) published for comment important rule amendments to National Instrument 31-103 Registration

Canadian Securities Regulators Publish Revamped "Client Focused" Registrant Reform Proposals and Signal Policy Direction on Mutual Fund Embedded Compensation
  • Borden Ladner Gervais LLP
  • Canada
  • June 29 2018

The Canadian Securities Administrators’ ("CSA") long-standing initiatives to deal with the investor protection issues they consider associated with