Lexology PRO | European Union, Switzerland, United Kingdom | 14 Mar 2024
The UK amends payment services regulations, the EBA releases new policy under MiCA and Switzerland consults on auditing – plus other key updates.
Lexology PRO | Global, United Kingdom | 12 Mar 2024
The UK FCA has sent a letter to the CEOs of 1000 financial institutions, ordering them to comply with AML regulations by 5 August 2024 or face enforcement action. The regulator’s demands hold key AML lessons for FIs.
SKRINE | Malaysia | 4 Mar 2024
Presently, a company that fulfils the applicable criteria set out in Practice Directive No. 3/2017 - Qualifying Criteria for Audit Exemption for…
Lexology PRO | United Kingdom | 15 Feb 2024
This checklist suggests the steps an organisation should take in responding to an internal competition law audit information request.
Lexology PRO | United Kingdom | 3 Jan 2024
This checklist will assist in-house counsel and risk and compliance teams auditing their organisation’s compliance with the GDPR, or private practitioners assisting their clients with this process.
Eversheds Sutherland (US) LLP | USA | 15 Nov 2023
The Multistate Tax Commission (MTC)’s 2023 Fall Committee Meetings are off to an exciting start, considering the announcement that Philadelphia will…
Burges Salmon LLP | United Kingdom | 7 Nov 2023
In a recent post we suggested that the proposals to create the Audit, Reporting and Governance Authority (ARGA) would probably be put on ice. Today…
Dentons | USA | 13 Oct 2023
Transfer pricing is a growing and contentious issue for states trying to protect their tax revenues. In response, many states have increased their…
Lexology PRO | European Union, Global, United Kingdom, etc. | 12 Oct 2023
A look at what's on the horizon in compliance and ESG, an outline of key risks for consumers in financial services and insight into regulation of ESG credit rating agencies – plus other top content from Lexology PRO.
Lexology PRO | European Union | 9 Oct 2023
This checklist suggests the steps an organisation should take in conducting an internal competition law audit. It is aimed at in-house lawyers and compliance professionals across various industries who wish to review their organisation’s compliance with EU competition law.