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Bigger Is Smaller: SEC Amends Its Definition of “Smaller Reporting Company,” Making Related Disclosure Relief Available to More Companies
  • K&L Gates
  • USA
  • July 24 2018

On June 28, 2018, the Securities and Exchange Commission (the “SEC”) adopted amendments to the definition of “smaller reporting company” (“SRC”) as

Registrants Face Significantly Increased Obligations under Proposed CSA Rule Amendments
  • McCarthy Tétrault LLP
  • Canada
  • July 11 2018

Recently, the Canadian Securities Administrators (CSA) published for comment important rule amendments to National Instrument 31-103 Registration

USCIS to Temporarily Suspend Premium Processing for H-1B Visas
  • Holland & Knight LLP
  • USA
  • March 7 2017

U.S. Citizenship and Immigration Services (USCIS) has announced that, starting on April 3, 2017, USCIS will temporarily suspend premium processing

Turkish Central Bank to Provide Extra Market Liquidity through Reserve Ratio Adjustments
  • Baker McKenzie
  • Turkey
  • August 11 2016

Seeking to ensure that the market has sufficient available liquidity following the recent political and economic developments in

SEC Proposes Rule Requiring Registered Investment Advisers to Adopt Business Continuity and Transition Plans
  • Weil Gotshal & Manges LLP
  • USA
  • July 14 2016

On June 28, 2016, the Securities and Exchange Commission (the SEC) proposed Rule 206(4)-4 under the Investment Advisers Act of 1940 that would

IIROC proposes allowing dealers to guarantee trade at price that outperforms benchmark price
  • Stikeman Elliott LLP
  • Canada
  • July 29 2011

On July 4, the Investment Industry Regulatory Organization of Canada published proposed guidance on the guarantee by a Participant (dealer) of a trade price for a client order.

IRS proposes new regulations to clarify Section 162(m) performance-based compensation exemption
  • Womble Bond Dickinson (US) LLP
  • USA
  • July 13 2011

The IRS and Treasury Department have proposed new regulations under Section 162(m) of the Internal Revenue Code of 1986 relating to two aspects of the deduction limitation for certain executive compensation.

OSC provides guidance in case of mail disruption
  • Stikeman Elliott LLP
  • Canada
  • June 1 2011

As has been reported in the media, a Canadian postal strike could occur as early as tomorrow evening.

Could this be you? Allowing employees sufficient time to submit FMLA medical certification
  • Bricker & Eckler LLP
  • USA
  • May 10 2011

Recently, a client called about an employee who had requested leave under the Family and Medical Leave Act (FMLA), but had not returned a completed FMLA medical certification.

Bank wins misclassification case
  • Dentons
  • United Kingdom
  • April 1 2011

An individual client (Ms Wachner) alleged Bank Leumi (UK) (BLUK) had misclassified her as an intermediate customer (under the FSA's Conduct of Business Rules that applied at the time) in relation to certain foreign exchange options and had made misrepresentations and given her negligent advice.