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Uber loses appeal on worker status
  • Dentons
  • United Kingdom
  • November 10 2017

In the continuing worker status saga, Uber’s recent appeal against the Tribunal ruling that its drivers are workers, rather than self-employed


Company events are subject to OHS legislation tragic “calf roping” death at client party results in OHS charges
  • Dentons
  • Canada
  • November 10 2011

An off-site Customer Appreciation Party during Stampede Week in 2007 has resulted in tragic consequences and a court decision of interest to employers.


FSA announces MF global administration
  • Dentons
  • United Kingdom
  • November 4 2011

FSA announced on 31 October that MF Global UK Limited had entered into special administration.


FMLC reports on client money
  • Dentons
  • United Kingdom
  • November 4 2011

FMLC has published a report analysing the legal uncertainty both in the Client Assets Sourcebook (CASS) and arising from judicial decisions in the Lehman administration.


FSA fines for misleading information and client money failures
  • Dentons
  • United Kingdom
  • October 7 2011

FSA has fined Towry Investment Management Limited £494,900 for providing misleading information to FSA and for client money breaches.


FSA bans compliance officer for client money failings
  • Dentons
  • United Kingdom
  • May 20 2011

FSA has fined the former CF10 (compliance oversight) function holder at ActivTrades and banned him from performing the CF10 function in future.


BBA responds on CMAR implementation
  • Dentons
  • United Kingdom
  • April 15 2011

BBA has responded to FSA's proposals for implementing the Client Money and Asset Return (CMAR) for large and medium-sized firms.


FSA makes auditors' report rules
  • Dentons
  • United Kingdom
  • April 1 2011

FSA has made its final rules on auditors' client money reports.


Bank wins misclassification case
  • Dentons
  • United Kingdom
  • April 1 2011

An individual client (Ms Wachner) alleged Bank Leumi (UK) (BLUK) had misclassified her as an intermediate customer (under the FSA's Conduct of Business Rules that applied at the time) in relation to certain foreign exchange options and had made misrepresentations and given her negligent advice.


IOSCO reports on client assets
  • Dentons
  • Global
  • March 18 2011

IOSCO has published its final report on regimes for the protection, distribution andor transfer of client assets.