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Increasing Regulatory Focus on Reforming Financial Institution Culture and Addressing Employee Misconduct Risk
  • Paul Weiss
  • USA
  • February 21 2018

Since the financial crisisand more recently in the wake of the Wells Fargo sales practices scandal and the benchmark manipulation enforcement


CLO Managers No Longer Need to Abide by Dodd-Frank Risk Retention Requirements
  • Pepper Hamilton LLP
  • USA
  • February 14 2018

In a case of first impression, the D.C. Circuit Court struck down the Dodd-Frank-mandated risk retention requirements for managers of open market


Federal Reserve, FDIC, OCC release stress testing scenarios
  • Buckley Sandler LLP
  • USA
  • February 6 2018

On February 1, the Federal Reserve Board (Fed) published stress testing scenarios to be used when conducting the 2018 Comprehensive Capital Analysis


Bank regulators share living will expectations with foreign banks operating in the U.S.
  • Buckley Sandler LLP
  • USA
  • February 1 2018

On January 29, the Federal Reserve Board and the FDIC sent letters to 19 foreign banks operating in the United States to outline and clarify


Federal Reserve Revises FR Y-7 and Responds to Questions on Enhanced Prudential Standards for Foreign Banking Organizations
  • Sidley Austin LLP
  • USA
  • January 31 2018

On Jan. 23, 2018, the Federal Reserve Board (FRB) published a release announcing revisions to the Annual Report of Foreign Banking Organizations (FR


US derivatives regulation: a pause in 2017, and a look ahead to 2018
  • Shearman & Sterling LLP
  • USA
  • January 31 2018

In 2017 there were some moves toward reevaluation of the US regulatory landscape for derivatives under the new administration, but few major changes


State of the Consumer Credit Card Market
  • Burr & Forman LLP
  • USA
  • January 30 2018

On December 27, 2017, the CFPB the issued its biennial report on the state of the consumer credit card market. The detailed report discusses


Financial Regulatory Developments Focus - Issue 32018
  • Shearman & Sterling LLP
  • USA, United Kingdom, European Union
  • January 26 2018

On January 19, 2018, Vice Chairman of the U.S. Board of Governors of the Federal Reserve System, Randal Quarles, delivered remarks at the American Bar


Federal Reserve Board Revises FR Y-7 and Provides Guidance on Enhanced Prudential Standards for Foreign Banking Organizations
  • Morrison & Foerster LLP
  • USA
  • January 24 2018

On January 18, 2018, the Board of Governors of the Federal Reserve System announced the approval of proposed revisions to the Annual Report of Foreign


Financial Regulatory Developments Focus - Issue 22018
  • Shearman & Sterling LLP
  • USA, United Kingdom, European Union
  • January 17 2018

On January 9, 2018, the US Senate Committee on Banking, Housing and Urban Affairs held a full committee hearing entitled “Combating Money Laundering