We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results:1-10 of 87

Hong Kong SFC Continues to Identify Deficiencies In Sponsor Work In Second Thematic Review
  • Herbert Smith Freehills LLP
  • Hong Kong
  • April 6 2018

On 26 March 2018, the Securities and Futures Commission (SFC) published a circular and a report following its second thematic review of sponsors. As


Tougher listing requirements to take effect in mid-Feb 2018
  • Deacons
  • Hong Kong
  • December 22 2017

On 15 December 2017, The Stock Exchange of Hong Kong Limited (the “Exchange”) published its consultation conclusions on the consultation paper on the


Hong Kong to rename “Growth Enterprise Market” as “GEM” to highlight its new role as a standalone market
  • Mayer Brown
  • Hong Kong
  • December 22 2017

The Hong Kong Stock Exchange (the "Exchange") announced its decision to re-position the Growth Enterprise Market (GEM) as a standalone board for small


Consultation conclusions on the review of GEM and changes to the GEM and main board Listing Rules
  • Herbert Smith Freehills LLP
  • Hong Kong
  • December 20 2017

In June 2017, the Stock Exchange launched a consultation paper on proposals to reform the Growth Enterprise Market (GEM). This was part of a broader


SFC’s new proactive approach to regulation of listing matters
  • Deacons
  • Hong Kong
  • July 21 2017

Over the last few months, the market has seen the Securities and Futures Commission (“SFC”) increasing its direct presence in the regulation of


Largest disgorgement order amount ever imposed for disclosure of false or misleading information
  • Deacons
  • Hong Kong
  • July 4 2017

On 26 June 2017, the Market Misconduct Tribunal ("Tribunal") ordered the former chairman and Chief Executive Officer (the “Former Chairman���) of


Proposed tightened rules on GEM and Main Board listings may take effect as early as in Dec 2017
  • Deacons
  • Hong Kong
  • June 30 2017

On 16 June 2017, a public consultation was launched by The Stock Exchange of Hong Kong Limited (the “Exchange”) on a package of proposals to reform


Listing in Hong Kong: What does HKEX’s new consultation process mean?
  • King & Wood Mallesons
  • Hong Kong
  • June 22 2017

On 16 June 2016, Hong Kong Exchanges and Clearing Limited ("HKEX") and its subsidiary The Stock Exchange of Hong Kong Limited (the "Exchange")


Supervision in a time of change
  • Deacons
  • Hong Kong
  • May 23 2017

In our Client Alert of 15 May 2017, we drew attention to concerns regarding “backdoor licensing” expressed by Julia Leung, Executive Director at the


Greencool’s case: INEDs Beware and Be Vigilant
  • Deacons
  • Hong Kong
  • May 15 2017

On 29 December 2016, the Market Misconduct Tribunal (MMT) found four former executive directors and the former financial controller of Greencool