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Results:1-10 of 110

Qualifying shareholders' access to company records
  • RPC
  • Hong Kong
  • December 11 2018

The recent decision of the High Court in Ninotre Investment Ltd v L & A International Holdings Ltd is a further example of the court's statutory power


Hong Kong SFC Continues to Identify Deficiencies In Sponsor Work In Second Thematic Review
  • Herbert Smith Freehills LLP
  • Hong Kong
  • April 6 2018

On 26 March 2018, the Securities and Futures Commission (SFC) published a circular and a report following its second thematic review of sponsors. As


Front-Loaded Regulation: The Implications for Listed Companies
  • Timothy Loh LLP
  • Hong Kong
  • January 16 2018

In July 2017 Ashley Alder, the Chief Executive Officer of the Securities and Futures Commission ("SFC"), formally introduced a new approach to


Tougher listing requirements to take effect in mid-Feb 2018
  • Deacons
  • Hong Kong
  • December 22 2017

On 15 December 2017, The Stock Exchange of Hong Kong Limited (the “Exchange”) published its consultation conclusions on the consultation paper on the


Hong Kong to rename “Growth Enterprise Market” as “GEM” to highlight its new role as a standalone market
  • Mayer Brown
  • Hong Kong
  • December 22 2017

The Hong Kong Stock Exchange (the "Exchange") announced its decision to re-position the Growth Enterprise Market (GEM) as a standalone board for small


Consultation conclusions on the review of GEM and changes to the GEM and main board Listing Rules
  • Herbert Smith Freehills LLP
  • Hong Kong
  • December 20 2017

In June 2017, the Stock Exchange launched a consultation paper on proposals to reform the Growth Enterprise Market (GEM). This was part of a broader


SFC’s new proactive approach to regulation of listing matters
  • Deacons
  • Hong Kong
  • July 21 2017

Over the last few months, the market has seen the Securities and Futures Commission (“SFC”) increasing its direct presence in the regulation of


Largest disgorgement order amount ever imposed for disclosure of false or misleading information
  • Deacons
  • Hong Kong
  • July 4 2017

On 26 June 2017, the Market Misconduct Tribunal ("Tribunal") ordered the former chairman and Chief Executive Officer (the “Former Chairman”) of


Proposed tightened rules on GEM and Main Board listings may take effect as early as in Dec 2017
  • Deacons
  • Hong Kong
  • June 30 2017

On 16 June 2017, a public consultation was launched by The Stock Exchange of Hong Kong Limited (the “Exchange”) on a package of proposals to reform


Listing in Hong Kong: What does HKEX’s new consultation process mean?
  • King & Wood Mallesons
  • Hong Kong
  • June 22 2017

On 16 June 2016, Hong Kong Exchanges and Clearing Limited ("HKEX") and its subsidiary The Stock Exchange of Hong Kong Limited (the "Exchange")