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SFC’s first compliance bulletin focusses on “egregious” conflict failures
  • Deacons
  • Hong Kong
  • January 15 2018

The SFC published the first issue of its Compliance Bulletin on 19 December 2017 as part of its “efforts to enhance communication with


Data Protection Officers Must Not Have a Conflict of Interest - Part 2
  • Baker McKenzie
  • European Union, Germany
  • January 9 2018

Under the European General Data Protection Regulation (GDPR), which will start to apply on 25 May 2018, many companies will be required to appoint a


Recent GAO Decision on OCI Waivers May Impact Hiring of Former Government Employees
  • Steptoe & Johnson LLP
  • USA
  • January 8 2018

Did GAO narrow agencies’ ability to mitigate a potential organizational conflict of interest (OCI) that may be created when a contractor hires a


Top public M&A and proxy contest developments in 2017
  • Osler Hoskin & Harcourt LLP
  • Canada
  • December 18 2017

While the number of Canadian M&A transactions this year has been slightly higher than in 2016, the total value of deals is somewhat lower. There was


ASIC confirms restricted use of independence terminology in financial services
  • Gilbert + Tobin
  • Australia
  • December 18 2017

ASIC has updated Regulatory Guide 175 Licensing: Financial product advisers - conduct and disclosure (RG 175) to confirm previously announced


Restructuring & Insolvency in Mexico
  • SOLCARGO
  • Mexico, Global
  • December 15 2017

A structured guide to restructuring and insolvency laws in Mexico


You gotta quit kickin' HR around
  • Constangy Brooks Smith & Prophete LLP
  • USA
  • December 15 2017

This bustin' on HR is gettin' me down, You got to quit kickin' HR around. Human Resources professionals seem to be everybody's favorite scapegoat. The


Restructuring & Insolvency: Director and parent company liability in Mexico
  • SOLCARGO
  • Mexico, Global
  • December 15 2017

A structured guide to director and parent company liability in Mexico


FCA Publishes “Dear CEO” Letter on Payment for Order Flow
  • Katten Muchin Rosenman LLP
  • USA
  • December 15 2017

On December 13, the UK Financial Conduct Authority (FCA) published a "Dear CEO" letter expressing its concerns over the practice of brokers demanding


Restructuring & Insolvency: Director and parent company liability in Italy
  • Nctm Studio Legale
  • Global, Italy
  • December 15 2017

A structured guide to director and parent company liability in Italy