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PRO Compliance | USA | 24 Nov 2020
JPMorgan slapped with $250 million fine over compliance issues
The US Treasury’s Office of the Comptroller of the Currency handed JPMorgan Chase Bank a $250 million penalty over internal controls and audit failures.
Macfarlanes LLP | United Kingdom | 2 Mar 2020
The FCA’s Dear CEO LIBOR letter: a call to action for asset managers
On 27 February 2020, the Financial Conduct Authority (FCA) wrote to the CEOs of all regulated asset management firms setting out its expectations for…
K&L Gates LLP | China, USA | 19 Feb 2020
Charles Lieber, Feng Tao, and the DOJ’s Ongoing Search for Chinese Spies at U.S. Research Institutions
Late last month, yet another decorated academic from a prestigious American research institution found himself in the crosshairs of a criminal…
Perlman & Perlman LLP | USA | 4 Dec 2019
Ripped from the Headlines - Lessons in Nonprofit Governance
On August 9, 2019, Politico Magazine posted an article about alleged discontent by current and former Liberty University officials…
DLA Piper | Italy | 1 Nov 2019
IVASS and CONSOB consultation documents’ terms extended to 15 November 2019
It is of todays’ date (31 October 2019), the press release published by both IVASS and CONSOB by which the terms for submitting comments to the…
Loyens & Loeff | Belgium | 31 Oct 2019
What are the key changes for cooperative companies?
The cooperative company was defined in the current/former BCC as “a company composed of a variable number of members with variable contributions”…
Fasken | Canada | 7 Oct 2019
Election Transition Team Activity Fraught with Compliance Risk
Preparing for transition is a low-profile but very important election season activity. It also carries compliance risk, including risks related to…
Ropes & Gray LLP | USA | 8 Aug 2019
Senator Chuck Grassley Presses Comptroller General to Investigate Foreign Threats to Taxpayer-Funded Research
On Tuesday, Senate Finance Committee Chairman Chuck Grassley of Iowa sent a letter to the General Accountability Office asking it to examine "how…
4 New Square Chambers | United Kingdom | 13 Jun 2019
Conflicts of Interest: Recognition, Avoidance, Resolution
This topic brings into focus two competing tensions; the first is the tension between the professional and ethical obligations of a solicitor on the…
Morrison & Foerster LLP | USA | 5 Jun 2019
May 2019 bid protest roundup
The first examines the Government Accountability Office’s (GAO) rejection of an agency’s exclusion of an offeror from competition due to a…
