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Life Balance Foundation Organized by Lehman Brothers Former CFO Erin Callan Montella
  • Proskauer Rose LLP
  • USA
  • October 2 2018

Erin Callan Montella was the CFO of Lehman Brothers in the months before it collapsed in 2008. After leaving Wall Street, marrying and having a


SEC denies applications for ETFs: will traditional Wall Street banks step in?
  • Thompson Coburn LLP
  • USA
  • September 24 2018

In August, the Securities and Exchange Commission (SEC) rejected nine separate applications to list Bitcoin exchange-traded funds (ETFs). Proposals by


Blockchain Developments: NY AG Issues Report, Major Japanese Exchange Hacked, Global Attitudes Diverge and Use Cases for Social Good Emerge
  • Baker & Hostetler LLP
  • USA
  • September 21 2018

On Sept. 18, 2018, the New York Attorney General’s Office released its Virtual Markets Integrity Initiative Report...


The State AG Report Weekly Update June 21, 2018
  • Cozen O'Connor
  • USA
  • June 21 2018

The U.S. District Court for the Southern District of New York held in Consumer Financial Protection Bureau v. RP Legal Funding, LLC that the structure


New Law Requires SEC to Expand Regulation A To Exchange Act Reporting Companies
  • Sheppard Mullin Richter & Hampton LLP
  • USA
  • June 19 2018

On May 24, 2018, President Donald J. Trump signed into law the Economic Growth, Regulatory Relief, and Consumer Protection Act (the “Act”). The Act


Congress Acts to Expand Capital Formation Rules While Rolling Back Dodd-Frank Regulation
  • K&L Gates
  • USA
  • June 19 2018

Since the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”) was enacted in 2010, many Republicans have advocated for its


Financial Services Update - Volume 13, NO. 22 - June 11, 2018
  • Winston & Strawn LLP
  • USA
  • June 11 2018

The Securities and Exchange Commission ("SEC") has made further progress in its efforts to oversee the newly emerging world of digital assets. On June


With a Regulatory Shift, Questions Emerge About Investors' Access to the Courts
  • Bernstein Litowitz Berger & Grossmann LLP
  • USA
  • May 9 2018

In recent years, forced arbitration clauses have swept the nation, closing the courthouse doors to countless individuals. Arbitration clauses embedded


What the Senate Actually Passed: Student Loan Edition
  • Troutman Sanders LLP
  • USA
  • March 19 2018

Nearly a decade after the financial crisis of 2007-08, the Senate recently advanced the most significant overhaul of the Dodd-Frank Wall Street Reform


New Limits on Whistleblower Protection: SCOTUS Makes SEC Reporting a Mandatory Requirement
  • Patterson Belknap Webb & Tyler LLP
  • USA
  • March 1 2018

Resolving a Circuit split, the United States Supreme Court unanimously held last week that an employee must report a securities violation to the