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The State AG Report Weekly Update June 21, 2018
  • Cozen O'Connor
  • USA
  • June 21 2018

The U.S. District Court for the Southern District of New York held in Consumer Financial Protection Bureau v. RP Legal Funding, LLC that the structure

Congress Acts to Expand Capital Formation Rules While Rolling Back Dodd-Frank Regulation
  • K&L Gates
  • USA
  • June 19 2018

Since the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”) was enacted in 2010, many Republicans have advocated for its

New Law Requires SEC to Expand Regulation A To Exchange Act Reporting Companies
  • Sheppard Mullin Richter & Hampton LLP
  • USA
  • June 19 2018

On May 24, 2018, President Donald J. Trump signed into law the Economic Growth, Regulatory Relief, and Consumer Protection Act (the “Act”). The Act

Financial Services Update - Volume 13, NO. 22 - June 11, 2018
  • Winston & Strawn LLP
  • USA
  • June 11 2018

The Securities and Exchange Commission ("SEC") has made further progress in its efforts to oversee the newly emerging world of digital assets. On June

With a Regulatory Shift, Questions Emerge About Investors' Access to the Courts
  • Bernstein Litowitz Berger & Grossmann LLP
  • USA
  • May 9 2018

In recent years, forced arbitration clauses have swept the nation, closing the courthouse doors to countless individuals. Arbitration clauses embedded

What the Senate Actually Passed: Student Loan Edition
  • Troutman Sanders LLP
  • USA
  • March 19 2018

Nearly a decade after the financial crisis of 2007-08, the Senate recently advanced the most significant overhaul of the Dodd-Frank Wall Street Reform

New Limits on Whistleblower Protection: SCOTUS Makes SEC Reporting a Mandatory Requirement
  • Patterson Belknap Webb & Tyler LLP
  • USA
  • March 1 2018

Resolving a Circuit split, the United States Supreme Court unanimously held last week that an employee must report a securities violation to the

Supreme Court Narrows Corporate Whistleblower Protections Under Dodd-Frank
  • Barnes & Thornburg LLP
  • USA
  • February 28 2018

In its recent decision in Digital Realty Trust, Inc. v. Somers, the U.S. Supreme Court narrowed the scope of potential plaintiffs who can claim

Supreme Court Limits Whistleblower Suits Under Dodd-Frank
  • Kelley Drye & Warren LLP
  • USA
  • February 28 2018

On February 21, 2018, the Supreme Court released its Opinion in Digital Realty Trust, Inc. v. Somers, 583 U.S. ___ (“Digital Realty”). Digital Realty

What the Supreme Court’s Whistleblower Decision Means for Companies
  • Latham & Watkins LLP
  • USA
  • February 28 2018

By limiting the availability of Dodd-Frank whistleblower anti-retaliation provisions, the Court's decision may incentivize increased SEC reporting. In