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Results: 1-10 of 10,947

SEC Adopts New Disclosure Regime for NMS Stock ATSs
  • Sidley Austin LLP
  • USA
  • August 1 2018

On July 18, the U.S. Securities and Exchange Commission (SEC) voted unanimously to adopt amendments to Regulation ATS1 that would require alternative


Initial Margin Requirements on the Horizon: FAQs for Buy Side Firms
  • Sidley Austin LLP
  • USA, Global
  • July 31 2018

The regulatory requirements for posting and collecting initial margin (IM) currently apply principally to the uncleared over-the-counter (OTC


Hiring and wage & hour law in Ohio
  • Frost Brown Todd LLC
  • USA, Global
  • July 13 2018

A structured guide to hiring and wage & hour law in Ohio


Environment and climate change in Canada
  • Miller Thomson LLP
  • Canada, Global
  • July 13 2018

A structured guide to environment and climate change laws in Canada


Investment Funds, Advisers and Derivatives - Mid-Year Recap of Our 2018 Client Updates
  • Sidley Austin LLP
  • USA
  • July 12 2018

As the developments affecting the investment management industry continue to unfold, we have once again prepared our semi-annual compendium of


Oil and gas trading and distribution laws in the USA
  • Morgan Lewis & Bockius LLP
  • USA, Global
  • July 6 2018

A structured guide to oil and gas trading and distribution laws in the USA


Federal Judge Invalidates U.S. Health and Human Services’ Approval of Changes to Kentucky Medicaid Program
  • Sidley Austin LLP
  • USA
  • July 5 2018

Last Friday, U.S. District Court for the District of Columbia Judge James E. Boasberg invalidated the federal government’s approval of changes to


U.S. Securities and Exchange Commission Issues Two New Frequently Asked Questions About “Inadvertent Custody”
  • Sidley Austin LLP
  • USA
  • June 28 2018

On June 5, 2018, the Securities and Exchange Commission (SEC) staff updated its “Staff Responses to Questions about the Custody Rule” (FAQs) by


Supreme Court Rules Against SEC in ALJ Appointments Case
  • Sidley Austin LLP
  • USA
  • June 26 2018

On June 21, the Supreme Court held in Lucia v. SEC that U.S. Securities and Exchange Commission administrative law judges (ALJs) are “Officers of the


The Supreme Court Levels the SEC Playing Field
  • Bradley Arant Boult Cummings LLP
  • USA
  • June 21 2018

In a highly anticipated decision, the United States Supreme Court ruled the practice employed for years by the Securities and Exchange Commission of