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Results:1-10 of 199

FINRA Plays Guessing Game With Expungement Waiver Request
  • Ulmer & Berne LLP
  • USA
  • September 24 2018

When a registered rep contacts us about seeking expungement of customer complaints from his or her CRD record, we always respond that expungement is


Increasing Our Workforce: South Carolina’s Revised Expungement Law
  • Nexsen Pruet
  • USA
  • August 1 2018

In the current robust economic climate, employers are often faced with the inverse of the predicament they encountered only 10 years ago. In 2008


South Carolina’s New Expungement Law Could Increase Applicant Pool
  • Fisher Phillips
  • USA
  • July 2 2018

In an effort to increase the state’s potential workforce, the South Carolina General Assembly passed legislation last week that will expand the


“Ban the Box” Updates in Massachusetts
  • Mintz
  • USA
  • June 8 2018

“Ban the Box” laws prohibit or limit an employer’s ability to ask a job applicant about his or her criminal record. States, counties and cities have


Case Law Update: Role of trade mark disclaimers in determining likelihood of deception confusion
  • Baker McKenzie
  • Malaysia
  • May 31 2018

In the recent case of Jyothy Laboratories Limited v Perusahaan Bumi Tulin Sdn. Bhd. 2018 1 LNS 272, the High Court was given the opportunity to


Another Change to Massachusetts’ Ban-the-Box Law
  • Seyfarth Shaw LLP
  • USA
  • April 30 2018

Seyfarth Synopsis: Effective October 13, 2018, Massachusetts employers will no longer be permitted to inquire about certain misdemeanor convictions


FINRA Plans Major Changes to Expungement Rules
  • Greenberg Traurig LLP
  • USA
  • February 26 2018

FINRA recently issued Notice to Members 17-42, which proposes sweeping changes to the process by which a securities broker may seek to expunge


FINRA Plans Major Changes to Rules Governing the Expungement of Customer Complaint Information
  • Greenberg Traurig LLP
  • USA
  • February 26 2018

FINRA recently issued Notice to Members 17-42, which proposes sweeping changes to the existing process for expunging reference to a customer complaint


FINRA Issues Regulatory Notice 17-42 Requesting Comment and Proposing Amendments to Expungement of Customer Dispute Information
  • Bressler, Amery & Ross PC
  • USA
  • December 11 2017

On December 6, 2017, FINRA issued Regulatory Notice 17-42, which is perhaps FINRA's most far-reaching and expansive proposed codification of the


Reconsidering Limits on Confidentiality Provisions Where Sexual Misconduct is Involved
  • Foley & Lardner LLP
  • USA
  • November 27 2017

It does not require insightful analysis to conclude that something is broken when it comes to reporting and addressing sexual misconduct in the