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SEC Adopts New Disclosure Regime for NMS Stock ATSs
  • Sidley Austin LLP
  • USA
  • August 1 2018

On July 18, the U.S. Securities and Exchange Commission (SEC) voted unanimously to adopt amendments to Regulation ATS1 that would require alternative

Private Clients in Malta
  • Corrieri Cilia Legal
  • Malta, Global
  • July 31 2018

A structured guide to private Clients in Malta

South Carolina Becomes the First State to Enact the National Association of Insurance Commissioners (NAIC) Insurance Data Security Model Law
  • Sidley Austin LLP
  • USA
  • July 30 2018

In October 2017, the National Association of Insurance Commissioners (NAIC) adopted an Insurance Data Security Model Law. According to NAIC’s news

SEC amends rule 701’s additional disclosure threshold from $5 million to $10 million - more changes on the Horizon
  • Weil Gotshal & Manges LLP
  • USA
  • July 23 2018

The U.S. Securities and Exchange Commission approved an amendment to Rule 701(e) under the Securities Act of 1933, on July 18, 2018 increasing

California Energy Regulatory Weekly Update: June 18, 2018
  • Buchalter
  • USA
  • July 3 2018

On 52617, the ALJ issued a proposed decision implementing new compliance requirements for the RPS program in response to SB350. These new rules for

SEC Administrative Law Judges: Key Takeaways and Lingering Questions from Lucia v. SEC
  • Vedder Price PC
  • USA
  • July 2 2018

On June 21, 2018, the United States Supreme Court resolved a circuit split on the question of whether administrative law judges (“ALJs”) of the

Letter from the Hill to the SEC on Buybacks
  • Mayer Brown LLP
  • USA
  • July 2 2018

As we discussed in a prior post, Commissioner Jackson has spoken out on transactions undertaken by public company executives in close proximity to

Supreme Court Offers Others a Chance for a Second Bite at the Apple in Federal Administrative Adjudication Proceedings - But the Clock is Ticking
  • K&L Gates
  • USA
  • June 29 2018

On June 21, 2018 the U.S. Supreme Court ruled in Lucia et al. V. Securities and Exchange Commission, that the appointment of certain

Commissioner Powelson Announces Surprise Departure From FERC
  • Holland & Knight LLP
  • USA
  • June 29 2018

In an announcement that took many by surprise, Commissioner Robert Powelson on Thursday made public his plan to depart the Federal Energy Regulatory

Let Them Eat Cake: U.S. Supreme Court Admonishes Colorado Civil Rights Commission to Avoid Anti-Religious Bias
  • Pepper Hamilton LLP
  • USA
  • June 28 2018

Q: Can an employer discriminate against members of the LGBT community on the basis of the employer’s religious beliefs? A. On June 4, 2018, the United