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17,026 results found

Article

PRO Compliance | Australia, Canada, European Union, etc. | 5 Jun 2020

COVID-19: Key updates for compliance teams

As businesses prepare to resume operations amidst social distancing, Lexology Pro Compliance takes a look at some of the most informative articles published on Lexology this fortnight for compliance teams to stay up-to-date with some of the biggest challenges, including key guidance from regulators around the world and practical tips to manage business responses to a new normal.
Article

Gall | Hong Kong | 5 Jun 2020

Exploring the Role of a Responsible Officer at Hong Kong-listed Companies

In this Q&A, partner Nick Dealy explores the roles, responsibilities and potential liabilities of an SFC-approved Responsible Officer. What…
Article

K2 Intelligence/Financial Integrity Network | European Union, South Korea, USA | 4 Jun 2020

Growing Regulatory Convergence Offers Opportunities for Compliant VASPs

The growing rigor of virtual asset service provider (VASP) regulation and supervision globally has strengthened the compliance focus of leading VASPs…
Article

Vinson & Elkins LLP | Venezuela | 4 Jun 2020

Venezuela’s CITGO Joins Other Companies and State-Owned Entities Seeking to Claim Victim Status and Restitution in FCPA Cases

In a novel and aggressive move likely aimed at garnering goodwill with federal…
Article

Ropes & Gray LLP | USA | 4 Jun 2020

Data Privacy Concerns for Latin American Businesses During COVID-19

Data privacy concerns have played an increasing role in the way companies handle anti-corruption investigations, particularly as they relate to…
Article

Sidley Austin LLP | European Union, United Kingdom | 4 Jun 2020

UK/EU Investment Management Update (June 2020)

On 19 May 2020, the UK Government published a draft UK-EU Free Trade Agreement (the Draft Agreement), which forms…
Article

GANADO Advocates | European Union | 4 Jun 2020

The European Passport Rights for Financial Institutions Regulations, 2020

The European Passport Rights for Financial Institutions Regulations, 2020 (the “Regulations”) entered into force on 30…
Article

Taylor Wessing | European Union, United Kingdom | 4 Jun 2020

Financial services update - June 2020

The topics covered in this month's newsletter include: an update on financial services under the future UK-EU partnership the ECB's consultation on…
Article

5SAH Chambers | OECD, United Kingdom | 3 Jun 2020

The CumEx trading scandal: what are the implications for the UK?

Several European countries are currently engaged in civil proceedings, regulatory settlements and criminal proceedings surrounding the fallout from…
Article

A&L Goodbody | European Union, Ireland | 3 Jun 2020

EBA Report on the Cum-Ex dividend arbitrage controversy

Banks, brokers and private wealth managers (and their Compliance Officers and PCFs) should take note of the report recently published by the European…
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