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OCC Vows to Fight DFS Lawsuit Challenging FinTech Charter
  • Katten Muchin Rosenman LLP
  • USA
  • December 2 2018

The Department of Justice on behalf of the Office of the Comptroller of the Currency indicated it would oppose the lawsuit by the New York State


International Bank Sanctioned $1.34 Billion by Five US Regulators for OFAC Sanctions Violations
  • Katten Muchin Rosenman LLP
  • USA, Sudan, Cuba, Iran
  • December 2 2018

Société Générale S.A. Agreed to pay penalties totaling US $1.34 billion to resolve various federal and state regulatory


NYDFS and international bank enter into second supplemental consent order over BSAAML compliance deficiencies
  • Buckley Sandler LLP
  • USA
  • November 29 2018

On November 21, NYDFS and an international bank entered into a second supplemental consent order covering its settlement over alleged deficiencies in


CVS Completes Acquisition of Aetna
  • Akerman LLP
  • USA
  • November 27 2018

In a filing with the Securities and Exchange Commission on November 26, CVS Health Corporation announced that it has received all of the regulatory


Société Générale’s $1.34 Billion Penalty Highlights the Importance of a Robust Compliance Function
  • Cozen O'Connor
  • USA
  • November 27 2018

On November 19, 2018, the Paris-based bank Société Générale SA announced that it has agreed to pay a total of $1.34 billion in penalties as part of


Bank Of England Imposes Personal Fines On Two Individuals For Failure To Disclose Ongoing Enforcement Actions
  • Shearman & Sterling LLP
  • USA, United Kingdom
  • November 13 2018

On November 7, 2018, the Bank of England’s Prudential Regulation Authority (“PRA”) handed down rare individual penalties when it imposed fines on two


NYDFS updates cybersecurity FAQs to address use of utilization review agents
  • Buckley Sandler LLP
  • USA
  • October 31 2018

On October 25, NYDFS provided a new update to its answers to FAQs relating to 23 NYCRR Part 500, which took effect March 1, 2017, and establishes


Crypto Firms Make Inroads with State and Federal Regulators
  • Sheppard Mullin Richter & Hampton LLP
  • USA
  • October 30 2018

Over the past couple of years, the crypto industry has come under heavy scrutiny from skeptical regulators seeking to root out fraud and protect


Cyber risk: Addressing the elephant in the room
  • Phillips Lytle LLP
  • USA
  • October 28 2018

One of the biggest risks to data security is lack of vendor (third party) and vendor subcontractor (fourth party) management. Companies can mitigate


WHAT SAY YOU, NEW YORK? Now that Federal Antitrust Regulators Have Approved CVS’s Proposed Acquisition of Aetna, Attention Turns to New York State
  • Sheppard Mullin Richter & Hampton LLP
  • USA
  • October 23 2018

During a public hearing in New York City on Thursday, October 18, 2018, New York State regulators, including Superintendent Maria Vullo of the New