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Results:1-10 of 329

SEC Issues Important Interpretive Guidance on Implications of “Unbundling” the Costs of Investment Research from the Costs of Trade Execution, Mandated by EU Requirements
  • Katten Muchin Rosenman LLP
  • USA
  • November 2 2017

On October 26, the Securities and Exchange Commission (SEC) issued three long-awaited letters clarifying how regulatory requirements in the European


European Parliament adopts amendments to the Commission's proposed revisions to the Prospectus Regime
  • Hogan Lovells
  • European Union
  • October 7 2016

On 15 September, the European Parliament (Parliament) adopted amendments to the European Commission's proposal for a regulation (Regulation) to revise


Amendments to the Basel Securitisation Framework - Alternative Capital Treatment for Simple, Transparent and Comparable Securitisations
  • Cadwalader Wickersham & Taft LLP
  • Global
  • August 3 2016

The Basel Committee on Banking Supervision (the “Basel Committee”) published an updated version of the “Basel III Document - Revisions to the


Implementation of the EU Market Abuse Regulation (MAR): An overview
  • Freeths
  • United Kingdom, European Union
  • July 29 2016

The new EU Market Abuse Regulation (Regulation 5962014) (MAR), which repeals and replaces the existing Market Abuse Directive (20036EC) (MAD), and


UK market abuse regime extends its reach: implications for market participants
  • Morgan Lewis
  • United Kingdom, European Union
  • July 11 2016

The new regime shares the same aims as its predecessorto ensure the integrity of EU financial markets and enhance investor confidenceand keeps pace


Brexit: Impact on M&A transactions
  • DLA Piper
  • United Kingdom, European Union
  • June 28 2016

In the shorter term, there may well be a slow down or delay in M&A activity as parties, including funders, assess the impact of the Brexit vote and


Upcoming EU Disclosure Requirements for Certain Collateral Arrangements
  • Ropes & Gray LLP
  • European Union
  • June 10 2016

The EU Regulation on Securities Financing Transactions provides a set of measures aiming to enhance regulators’ and investors’ understanding of


ESMA veröffentlicht Final Report und Draft Technical Standards zur ELTIF-Verordnung
  • Taylor Wessing
  • European Union
  • June 9 2016

ESMA hat am 8.6.2016 ihren abschließenden Bericht sowie Draft Technical Standards (DTS) zurELTIF-Verordnung (Verordnung (EU) 2015760 des


Erstes Gesetz zur Novellierung von Finanzmarktvorschriften auf Grund europäischer Rechtsakte (Erstes Finanzmarkt- novellierungsgesetz - 1. FiMaNoG) verabschiedet
  • Taylor Wessing
  • European Union, Germany
  • June 1 2016

Am 14.04.2016 - und damit nur einen Tag nach Veröffentlichung der Beschlussempfehlung und des Berichts des Finanzausschusses (BT-Drs 188099) - hat


Benchmarks: do you trust your index provider?
  • FRORIEP Legal
  • European Union
  • May 19 2016

Selecting a benchmark and its provider was so far mainly a function of product development and marketing. Providers of comprehensive families of