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591 results found

Article

Bennett Jones LLP | Canada | 7 Feb 2018

Updates on Continuous Disclosure and Corporate Governance in Securities Law

Three years following implementation of mandatory disclosure of women on boards and in executive officer positions, the new rules have marginally

Article

Cadwalader Wickersham & Taft LLP | USA | 12 Jun 2017

Financial CHOICE Act Would Complicate the Choices in Bringing and Defending Against SEC Cases

Legislation passed by the U.S. House of Representatives threatens to shake up the Securities and Exchange Commission’s enforcement program in a

Article

Cadwalader Wickersham & Taft LLP | USA, United Kingdom | 7 Dec 2016

US and UK Regulators Speak Out on Anti-Corruption Enforcement Trends and Priorities

A number of key trends and priorities in international anti-corruption enforcement emerged last week at the 33rd ACI International Conference on the

Article

Bradley Arant Boult Cummings LLP | USA | 26 Feb 2015

Finding the earliest and least expensive exit from financial services class actions

Effectively responding to class litigation doesn't necessarily mean simply preparing an answer or perfunctory motion to dismiss, diving headlong into

Article

Bird & Bird LLP | United Kingdom | 3 Jun 2011

Transfer of confidential information and repudiatory breaches of contract

In Brandeaux Advisers (UK) Ltd and others v Chadwick the High Court has held that an employee was in fundamental breach of contract when she sent large amounts of her employer's confidential information to her private e-mail address.

Article

Porter Wright Morris & Arthur LLP | USA | 15 Nov 2010

Insider trading still a key focus of regulators

Financial reform and the implementing Dodd-Frank continue to be key topics for market regulators.

Article

Norton Rose Fulbright | USA | 1 Oct 2010

New Securities and Exchange Commission disclosure requirements for resource extraction companies

On 21 July 2010, new financial legislation, the Dodd-Frank Wall Street Reform and Consumer Protection Act (Act), was signed into law in the United States of America (USA).

Article

Stikeman Elliott LLP | USA, Canada | 9 Sep 2010

U.S. financial regulatory reform affects Canadian issuers

As reported widely in the media and discussed here in a blog post back in July, U.S. President Barack Obama recently signed into law sweeping new legislation intended to overhaul the U.S. financial regulatory system.

Article

Schulte Roth & Zabel LLP | United Kingdom | 5 Aug 2010

FSA recasts and revises UK rules on short selling

On 23 July 2010, the UK's financial regulator, the Financial Services Authority ("FSA"), published its consultation paper CP 1018, entitled Feedback on CP 1011, final rules and further consultation ("CP 1018") which incorporates the final text of the new Financial Stability and Market Confidence sourcebook ("FINMAR").

Article

Mayer Brown | United Kingdom | 26 Feb 2010

FSA v Amro International: FSA not required to second guess SEC on scope of requests for documents

The English Court of Appeal has overturned a High Court decision which held that the FSA had acted improperly in requiring a firm of London based accountants to produce documents requested by the SEC and which the SEC claimed were relevant to a civil action which the SEC was conducting in New York.

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