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383 results found

Article

Borden Ladner Gervais LLP | Canada | 1 Mar 2011

Canadian regulators will permit early use of fund facts

On February 24, 2011, the Canadian Securities Administrators published CSA Staff Notice 81-321 Early Use of the Fund Facts to Satisfy Prospectus Delivery Requirements available here, which clearly signals the CSA's willingness to permit post-trade delivery of Fund Facts documents for mutual funds in lieu of the simplified prospectus.

Article

Schulte Roth & Zabel LLP | United Kingdom | 5 Aug 2010

FSA recasts and revises UK rules on short selling

On 23 July 2010, the UK's financial regulator, the Financial Services Authority ("FSA"), published its consultation paper CP 1018, entitled Feedback on CP 1011, final rules and further consultation ("CP 1018") which incorporates the final text of the new Financial Stability and Market Confidence sourcebook ("FINMAR").

Article

Hogan Lovells | USA | 21 Jul 2010

Significant securities law changes included in Wall Street Reform legislation

On July 15, Congress passed the Dodd-Frank Wall Street Reform and Consumer Protection Act (Act), which President Obama signed into law on July 21.

Article

Foley & Lardner LLP | USA | 16 Jul 2010

What the Dodd-Frank Wall Street Reform and Consumer Protection Act means for public companies

On July 15, 2010, the US Senate approved the Dodd-Frank Wall Street Reform and Consumer Protection Act (Act), which the US House of Representatives also approved on June 30, 2010.

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