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16 results found

Article

Borden Ladner Gervais LLP | Canada | 1 Mar 2011

Canadian regulators will permit early use of fund facts

On February 24, 2011, the Canadian Securities Administrators published CSA Staff Notice 81-321 Early Use of the Fund Facts to Satisfy Prospectus Delivery Requirements available here, which clearly signals the CSA's willingness to permit post-trade delivery of Fund Facts documents for mutual funds in lieu of the simplified prospectus.

Article

Borden Ladner Gervais LLP | Canada | 31 Aug 2009

National Instrument 31-10: investment fund managers

The long-anticipated changes to the registration regime under Canada’s securities regulation have now been finalized with the release of National Instrument 31-103 Registration Requirements and Exemptions on July 17, 2009.

Article

Borden Ladner Gervais LLP | Canada | 31 Aug 2009

National Instrument 31-103: investment dealers - IIROC members

The long-anticipated changes to the registration regime under Canada’s securities regulation have now been finalized with the release of National Instrument 31-103 Registration Requirements and Exemptions on July 17, 2009.

Article

Borden Ladner Gervais LLP | Canada | 31 Aug 2009

National Instrument 31-103 - impact on the hedge fund industry

The long-anticipated changes to the registration regime under Canada’s securities regulation have now been finalized with the release of National Instrument 31-103 Registration Requirements and Exemptions on July 17, 2009.

Article

Borden Ladner Gervais LLP | Canada | 31 Aug 2009

National Instrument 31-103: exempt market dealers

The long-anticipated changes to the registration regime under Canada’s securities regulation have now been finalized with the release of National Instrument 31-103 Registration Requirements and Exemptions on July 17, 2009.

Article

Borden Ladner Gervais LLP | Canada | 5 Mar 2008

Canadian securities regulators release second version of comprehensive registration regime for comment

On February 29, 2008, the Canadian securities administrators (CSA) released for a second comment period proposed National Instrument 31-103 Registration Requirements, along with a companion policy and for the first time, draft consequential amendments to, and proposed revocations of, over 20 other instruments.

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